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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
IAA
626
Independent Advisor Alliance
North Carolina
$1.97M -$354K -2,503 -14%
BA
627
Birinyi Associates
Connecticut
$1.97M -$693K -4,900 -28%
SSP
628
Sapphire Star Partners
Washington
$1.97M -$170K -1,200 -9%
SWM
629
Segment Wealth Management
Texas
$1.96M -$27.7K -196 -1%
HH
630
HWG Holdings
Texas
$1.96M +$1.81M +12,828 New
VF
631
Virtu Financial
New York
$1.95M +$1.33M +9,368 +273%
HAM
632
Highstreet Asset Management
Ontario, Canada
$1.95M +$177K +1,254 +11%
CSS
633
Cubist Systematic Strategies
Connecticut
$1.95M -$3.12M -22,045 -63%
ICOM
634
Investment Counselors of Maryland
Maryland
$1.92M -$26.9K -190 -1%
HIC
635
Holderness Investments Company
North Carolina
$1.91M -$6.79K -48 -0.4%
MCM
636
Murphy Capital Management
New Jersey
$1.91M +$71.4K +505 +4%
BOC
637
Barbara Oil Co
Illinois
$1.91M
LNWWM
638
Laird Norton Wetherby Wealth Management
California
$1.89M +$24.3K +172 +1%
HCM
639
Hodges Capital Management
Texas
$1.88M +$153K +1,085 +10%
TIA
640
Trust Investment Advisors
Indiana
$1.86M +$7.07K +50 +0.4%
LIM
641
Leavell Investment Management
Alabama
$1.86M +$11.3K +80 +0.7%
ZCA
642
Zeke Capital Advisors
Pennsylvania
$1.86M +$618K +4,367 +56%
BAAM
643
Baker Avenue Asset Management
California
$1.86M +$58.1K +411 +3%
RC
644
Roundview Capital
New Jersey
$1.86M +$55.2K +390 +3%
MBTD
645
Mechanics Bank - Trust Department
California
$1.85M
DMC
646
Drexel Morgan & Co
Pennsylvania
$1.85M -$1.27K -9 -0.1%
NIM
647
NXG Investment Management
Texas
$1.83M +$1.7M +12,000 New
MCWS
648
McKinley Carter Wealth Services
West Virginia
$1.83M +$6.79K +48 +0.4%
Fiera Capital (Canada)
649
Fiera Capital (Canada)
Quebec, Canada
$1.83M +$90.7K +641 +6%
JIC
650
Johnson Investment Counsel
Ohio
$1.82M -$12.4K -88 -0.7%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.