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Caterpillar

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 102 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% less capital invested

Capital invested by funds: $39B → $38.9B (-$81.7M)

0.33% less ownership

Funds ownership: 71.91%71.58% (-0.33%)

6% less first-time investments, than exits

New positions opened: 96 | Existing positions closed: 102

2% less funds holding

Funds holding: 1,1621,143 (-19)

10% less funds holding in top 10

Funds holding in top 10: 2018 (-2)

36% less repeat investments, than reductions

Existing positions increased: 341 | Existing positions reduced: 537

49% less call options, than puts

Call options by funds: $758M | Put options by funds: $1.49B

Holders
1,143
Holders Change
-19
Holders Change %
-1.64%
% of All Funds
28.45%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
102
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M
Name Holding Trade Value Shares
Change
Change in
Stake
MSE
626
MUFG Securities EMEA
United Kingdom
$878K +$817K +8,633 +1,035%
BAS
627
Brown Advisory Securities
Maryland
$873K -$47.4K -501 -5%
FIM
628
Fruth Investment Management
Texas
$873K -$47.3K -500 -5%
AP
629
Advisor Partners
California
$872K -$84.3K -891 -9%
BAC
630
Boys Arnold & Co
North Carolina
$868K +$37.9K +400 +4%
SOAMC
631
Spirit of America Management Corp
New York
$867K
CCC
632
Chelsea Counsel Company
California
$861K -$853K -9,010 -49%
CIA
633
Cascade Investment Advisors
Oregon
$859K -$672K -7,100 -43%
PNC
634
Park National Corp
Ohio
$856K -$37.5K -396 -4%
CF
635
CNA Financial
Illinois
$854K
LNWWM
636
Laird Norton Wetherby Wealth Management
California
$852K -$7.1K -75 -0.8%
CCM
637
Cribstone Capital Management
Maine
$852K +$753K +7,957 +829%
TCM
638
Teza Capital Management
Illinois
$846K +$863K +9,118 New
QSS
639
Quantitative Systematic Strategies
Florida
$835K +$853K +9,006 New
FNBT
640
FineMark National Bank & Trust
Florida
$832K -$314K -3,314 -27%
WB
641
WesBanco Bank
West Virginia
$832K
BEC
642
Blue Edge Capital
Virginia
$829K -$14.5K -153 -2%
SC
643
SouthState Corp
Florida
$828K -$153K -1,616 -15%
Bessemer Group
644
Bessemer Group
New Jersey
$817K -$24.8K -262 -3%
OA
645
Oxbow Advisors
Texas
$809K
WS
646
Wedbush Securities
California
$801K -$477K -5,043 -37%
WA
647
WBH Advisory
Maryland
$799K +$852 +9 +0.1%
BSA
648
Braun Stacey Associates
New York
$798K -$104K -1,100 -11%
IAA
649
Independent Advisor Alliance
North Carolina
$798K +$207K +2,187 +35%
WA
650
WFG Advisors
Texas
$789K -$43.5K -460 -5%

CAT Hedge Fund Activity: Q1 2017 in Review

1,143 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q1 2017, worth a combined $38.9B — down 0.21% from $39B a quarter earlier.

Sellers outnumbered buyers: 102 funds closed out of CAT and 96 opened new positions — a net loss of 6 holders — while 537 trimmed existing stakes and 341 added.

The largest buyer was BlackRock, adding an estimated $3.13B. The largest seller was Capital Research Global Investors, cutting an estimated $444M.

  • 1,143 institutional investors held Caterpillar (CAT) as of Q1 2017, down from 1,162 in Q4 2016.
  • Funds reported $38.9B of Caterpillar stock for Q1 2017, down 0.21% quarter-over-quarter.
  • 96 funds opened new Caterpillar positions in Q1 2017 and 102 closed out, a net change of -6 holders.
  • The largest Caterpillar buyer in Q1 2017 was BlackRock, an estimated $3.13B added.
  • The largest Caterpillar seller in Q1 2017 was Capital Research Global Investors, an estimated $444M sold.

Based on aggregated 13F filings for Q1 2017.