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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
UR
626
USCA RIA
Texas
$869K -$1.03M -11,600 -54%
BCM
627
Boltwood Capital Management
California
$865K – – –
BAS
628
Brown Advisory Securities
Maryland
$862K -$26.8K -301 -3%
WA
629
WFG Advisors
Texas
$854K -$7.99K -90 -0.9%
CWM
630
Cornerstone Wealth Management
Missouri
$850K +$850K +9,712 New
AMG
631
Asset Management Group
Connecticut
$848K +$6.12K +69 +0.7%
AP
632
Advisor Partners
California
$840K +$26.7K +301 +3%
TYCC
633
Texas Yale Capital Corp
Florida
$834K – – –
FPCG
634
Fort Pitt Capital Group
Pennsylvania
$834K – – –
CF
635
CNA Financial
Illinois
$817K +$817K +9,205 New
Luther King Capital Management (LKCM)
636
Luther King Capital Management (LKCM)
Texas
$811K +$26.6K +300 +3%
LNWWM
637
Laird Norton Wetherby Wealth Management
California
$811K +$96.4K +1,086 +13%
BEC
638
Blue Edge Capital
Virginia
$807K +$807K +9,094 New
QSS
639
Quantitative Systematic Strategies
Florida
$795K -$127K -1,448 -14%
BAC
640
Boys Arnold & Co
North Carolina
$795K – – –
WA
641
WBH Advisory
Maryland
$793K +$18.5K +209 +2%
MYAM
642
Meiji Yasuda Asset Management
Japan
$791K +$217K +2,450 +38%
WOC
643
West Oak Capital
California
$786K +$11.1K +125 +1%
WB
644
WesBanco Bank
West Virginia
$782K -$44.4K -500 -5%
OA
645
Oxbow Advisors
Texas
$774K – – –
KTC
646
Kistler-Tiffany Companies
Pennsylvania
$768K +$4.18K +47 +0.5%
IAMOG
647
Investors Asset Management of Georgia
Georgia
$761K -$5.95K -67 -0.8%
SC
648
Savant Capital
Illinois
$750K -$48.8K -550 -6%
TSS
649
Thomas Story & Son
Indiana
$746K – – –
WG
650
Welch Group
Alabama
$744K -$9.68K -109 -1%
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