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Caterpillar
CAT

Overview Fund Activity

1,083 hedge funds and large institutions have $30.6B invested in Caterpillar in 2016 Q1 according to their latest regulatory filings, with 102 funds opening new positions, 414 increasing their positions, 410 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,083
Holders Change
+18
Holders Change %
+1.69%
% of All Funds
28.9%
Holding in Top 10
17
Holding in Top 10 Change
+10
Holding in Top 10 Change %
+142.86%
% of All Funds
0.45%
New
102
Increased
414
Reduced
410
Closed
69
Calls
$1.02B
Puts
$1.65B
Net Calls
-$621M
Net Calls Change
+$433M

Top Buyers

1
BFA
BlackRock Fund Advisors
California
+$255M
2
Invesco
Invesco
Georgia
+$114M
3
Norges Bank
Norges Bank
Norway
+$93.9M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$85.9M
5
Los Angeles Capital Management
Los Angeles Capital Management
California
+$43.2M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$509M
2
ACM
Americafirst Capital Management
California
-$420M
3
LSV Asset Management
LSV Asset Management
Illinois
-$172M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$170M
5
Harris Associates
Harris Associates
Illinois
-$150M
Name Holding Trade Value Shares
Change 		Shares
Change %
HI
626
Hudock Inc
Pennsylvania
$769K +$132K +1,721 +21%
RCAG
627
Rehmann Capital Advisory Group
Michigan
$765K +$392K +5,122 +105%
CG
628
Clinton Group
New York
$761K +$761K +9,936 New
FIM
629
Fruth Investment Management
Texas
$758K -$7.65K -100 -1%
SS
630
Simplicity Solutions
Minnesota
$755K +$755K +9,866 New
BCM
631
Boltwood Capital Management
California
$746K -$871K -11,385 -54%
ICAS
632
Investors Capital Advisory Services
Massachusetts
$737K -$161K -2,101 -18%
WG
633
Welch Group
Alabama
$735K +$41.4K +541 +6%
BFEC
634
Benjamin F. Edwards & Company
Missouri
$733K -$42.2K -552 -5%
TSWM
635
Triangle Securities Wealth Management
North Carolina
$731K -$8.03K -105 -1%
NFG
636
Next Financial Group
Texas
$730K +$95.4K +1,247 +15%
BAM
637
Burnham Asset Management
New York
$727K – – –
AMG
638
Asset Management Group
Connecticut
$720K +$6.58K +86 +0.9%
DLA
639
Douglas Lane & Associates
New York
$718K +$718K +9,380 New
SACTSONJ
640
Supplemental Annuity Collective Trust (SACT) of New Jersey
New Jersey
$717K – – –
WA
641
WFG Advisors
Texas
$716K -$24.1K -315 -3%
FPCG
642
Fort Pitt Capital Group
Pennsylvania
$715K -$23K -300 -3%
NFG
643
Nations Financial Group
Iowa
$709K -$46.3K -605 -6%
BA
644
Birinyi Associates
Connecticut
$708K +$344K +4,500 +95%
CAM
645
Congress Asset Management
Massachusetts
$704K -$2.42M -31,651 -77%
WS
646
Wedbush Securities
California
$704K +$52.7K +688 +8%
IP
647
Investment Partners
Ohio
$702K +$254K +3,745 +57%
BAS
648
Brown Advisory Securities
Maryland
$699K +$193K +2,509 +38%
WOC
649
West Oak Capital
California
$686K -$119K -1,550 -15%
NPC
650
National Planning Corporation
California
$684K -$421K -5,732 -38%
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