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Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
BlackRock
New York
+$3.07B
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$167M
3
Citadel Advisors
Citadel Advisors
Florida
+$153M
4
Renaissance Technologies
Renaissance Technologies
New York
+$143M
5
Morgan Stanley
Morgan Stanley
New York
+$127M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$435M
2
Franklin Resources
Franklin Resources
California
-$137M
3
Harris Associates
Harris Associates
Illinois
-$126M
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$114M
5
State Street
State Street
Massachusetts
-$107M
Name Holding Trade Value Shares
Change 		Shares
Change %
MHIM
601
MacNealy Hoover Investment Management
Ohio
$956K -$72.2K -779 -7%
LFAS
602
Level Four Advisory Services
Texas
$945K -$74.9K -795 -7%
CA
603
Cetera Advisors
Colorado
$943K +$62.1K +666 +7%
1IA
604
1834 Investment Advisors
Wisconsin
$939K -$50.4K -543 -5%
EB
605
Eastern Bank
Massachusetts
$939K -$2.88K -31 -0.3%
CGT
606
Capital Guardian Trust
California
$935K -$285K -3,070 -23%
LPL Financial
607
LPL Financial
California
$933K +$933K +10,112 New
ONB
608
Old National Bancorp
Indiana
$932K -$488K -5,263 -34%
BWL
609
Bogart Wealth LLC
Virginia
$931K +$931K +10,033 New
HI
610
HBK Investments
Texas
$931K +$931K +10,037 New
TG
611
TLP Group
Illinois
$931K +$931K +10,042 New
ID
612
Integral Derivatives
New York
$929K +$929K +10,015 New
MAM
613
Morse Asset Management
Connecticut
$923K +$923K +9,950 New
APP
614
Avantax Planning Partners
Iowa
$921K +$478K +5,150 +108%
NHC
615
Nicholas Hoffman & Company
Georgia
$920K -$93.3K -1,005 -9%
TU
616
TDAM USA
Ontario, Canada
$910K -$102K -1,097 -10%
LBC
617
Lowe Brockenbrough & Co
Virginia
$910K -$29.2K -315 -3%
LPC
618
Loeb Partners Corp
New York
$909K -$464K -5,000 -34%
ASN
619
Advisory Services Network
Georgia
$900K +$900K +9,700 New
AMG
620
Asset Management Group
Connecticut
$898K +$2.6K +28 +0.3%
NFG
621
Next Financial Group
Texas
$896K -$772K -7,551 -46%
FLI
622
Family Legacy Inc
South Carolina
$894K +$894K +9,633 New
HK
623
Horizon Kinetics
New York
$892K -$158K -1,700 -15%
BCM
624
Boltwood Capital Management
California
$888K -$16.2K -175 -2%
CFG
625
Citizens Financial Group
Rhode Island
$880K -$238K -2,573 -21%
23 24
25
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