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Caterpillar
CAT

Overview Fund Activity

1,065 hedge funds and large institutions have $28.2B invested in Caterpillar in 2015 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 308 increasing their positions, 515 reducing their positions, and 87 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,065
Holders Change
+8
Holders Change %
+0.76%
% of All Funds
27.97%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.18%
New
107
Increased
308
Reduced
515
Closed
87
Calls
$746M
Puts
$1.8B
Net Calls
-$1.05B
Net Calls Change
-$251M

Top Buyers

1
ACM
1
Americafirst Capital Management
California
$420M
2
Capital Research Global Investors
2
Capital Research Global Investors
California
$1.04B
3
AIG
3
American International Group
New York
$347M
4
Invesco
4
Invesco
Georgia
$587M
5
Capital International Investors
5
Capital International Investors
California
$134M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.52B
2
American Century Companies
2
American Century Companies
Missouri
$17.7M
3
SG Americas Securities
3
SG Americas Securities
New York
$16.1M
4
Bank of America
4
Bank of America
North Carolina
$313M
5
Northern Trust
5
Northern Trust
Illinois
$466M
Name Holding Trade Value Shares
Change 		Shares
Change %
MHIM
601
MacNealy Hoover Investment Management
Ohio
$813K -$20.3K -299 -2%
TRIM
602
Thompson Rubinstein Investment Management
Oregon
$813K +$5.1K +75 +0.6%
ECM
603
EagleClaw Capital Management
Massachusetts
$801K -$57.9K -850 -7%
CFG
604
Citizens Financial Group
Rhode Island
$800K +$800K +11,676 New
ICAS
605
Investors Capital Advisory Services
Massachusetts
$797K -$148K -2,179 -16%
CT
606
Coastline Trust
Rhode Island
$793K -$71.4K -1,050 -8%
CWM
607
Concert Wealth Management
California
$786K -$46.3K -680 -6%
BDF
608
Balasa Dinverno & Foltz
$784K +$221K +3,251 +39%
SC
609
Saybrook Capital
North Carolina
$770K -$102K -1,500 -12%
QI
610
QS Investors
New York
$767K -$319K -4,687 -29%
PNC
611
Park National Corp
Ohio
$765K +$61.4K +903 +9%
LPC
612
Loeb Partners Corp
New York
$761K -$1.97M -29,007 -72%
Mariner
613
Mariner
Kansas
$761K -$157K -2,303 -17%
1IA
614
1834 Investment Advisors
Wisconsin
$759K -$226K -3,332 -23%
Bank of Nova Scotia
615
Bank of Nova Scotia
Ontario, Canada
$758K -$4.76K -70 -0.6%
Verition Fund Management
616
Verition Fund Management
Connecticut
$756K +$756K +11,124 New
MMPW
617
Mitchell McLeod Pugh & Williams
Alabama
$755K +$1.36K +20 +0.2%
PIA
618
Peachtree Investment Advisors
Georgia
$754K +$84.6K +1,245 +13%
FIM
619
Fernwood Investment Management
Massachusetts
$751K -$248K -3,650 -25%
EOJOAM
620
E. Ohman J:or Asset Management
Sweden
$748K – – –
CCT
621
Chemung Canal Trust
New York
$744K -$492K -7,240 -40%
FNBTCON
622
First National Bank & Trust Co of Newtown
Pennsylvania
$723K +$102K +1,500 +16%
HIC
623
Holderness Investments Company
North Carolina
$718K -$76.8K -1,130 -10%
Koshinski Asset Management
624
Koshinski Asset Management
Illinois
$716K +$10.7K +157 +2%
WOC
625
West Oak Capital
California
$714K -$122K -1,795 -15%
23 24
25
26 27