We are live on ! Find out more
CAT icon

Caterpillar

1,058 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 400 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 65.79%66.43% (+0.64%)

9% less repeat investments, than reductions

Existing positions increased: 400 | Existing positions reduced: 440

6% less funds holding

Funds holding: 1,1281,058 (-70)

22% less capital invested

Capital invested by funds: $33.5B → $25.9B (-$7.51B)

46% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 126

46% less call options, than puts

Call options by funds: $931M | Put options by funds: $1.73B

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
1,058
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
400
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M
Name Holding Trade Value Shares
Change
Change in
Stake
CI
601
Constellation Investments
Ohio
$850K
FCH
602
Freestone Capital Holdings
Washington
$850K +$994K +13,000 New
ACA
603
Anchor Capital Advisors
Massachusetts
$848K +$765K +10,000 +336%
AIP
604
Ameritas Investment Partners
Nebraska
$845K +$38.2K +500 +4%
SC
605
Saybrook Capital
North Carolina
$838K
CT
606
Coastline Trust
Rhode Island
$832K +$212K +2,770 +28%
NG
607
NatWest Group
United Kingdom
$831K -$32.1K -420 -3%
SCA
608
STALEY CAPITAL ADVISERS
Pennsylvania
$830K +$739K +9,664 +318%
AL
609
Agran Libbie
California
$823K -$252K -3,295 -21%
ECM
610
EagleClaw Capital Management
Massachusetts
$823K
BOC
611
Barbara Oil Co
Illinois
$817K
GIA
612
Guyasuta Investment Advisors
Pennsylvania
$815K +$76 +1 +0%
RJT
613
Raymond James Trust
Florida
$810K -$310K -4,059 -25%
ACP
614
Ashfield Capital Partners
California
$810K
BMC
615
Benin Management Corp
Connecticut
$807K -$30.6K -400 -3%
WOC
616
West Oak Capital
California
$804K +$44.7K +585 +5%
ST
617
Spinnaker Trust
Maine
$802K
CWM
618
Concert Wealth Management
California
$802K +$114K +1,496 +14%
MHIM
619
MacNealy Hoover Investment Management
Ohio
$801K -$28.6K -374 -3%
VRS
620
Virginia Retirement Systems
Virginia
$789K +$5.43K +71 +0.6%
RAM
621
Redmond Asset Management
Virginia
$788K -$139K -1,813 -13%
BB
622
Busey Bank
Illinois
$787K -$84K -1,098 -8%
HK
623
Horizon Kinetics
New York
$785K +$68.8K +900 +8%
CRIG
624
Charter Research & Investment Group
Connecticut
$783K
TRIM
625
Thompson Rubinstein Investment Management
Oregon
$777K -$52.1K -681 -5%

CAT Hedge Fund Activity: Q3 2015 in Review

1,058 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2015, worth a combined $25.9B — down 22% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 126 funds closed out of CAT and 68 opened new positions — a net loss of 58 holders — while 440 trimmed existing stakes and 400 added.

The largest buyer was Capital Research Global Investors, adding an estimated $541M. The largest seller was Waddell & Reed Financial, cutting an estimated $499M.

  • 1,058 institutional investors held Caterpillar (CAT) as of Q3 2015, down from 1,128 in Q2 2015.
  • Funds reported $25.9B of Caterpillar stock for Q3 2015, down 22% quarter-over-quarter.
  • 68 funds opened new Caterpillar positions in Q3 2015 and 126 closed out, a net change of -58 holders.
  • The largest Caterpillar buyer in Q3 2015 was Capital Research Global Investors, an estimated $541M added.
  • The largest Caterpillar seller in Q3 2015 was Waddell & Reed Financial, an estimated $499M sold.

Based on aggregated 13F filings for Q3 2015.