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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
+$462M
2
Harris Associates
Harris Associates
Illinois
+$307M
3
Invesco
Invesco
Georgia
+$159M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$146M
5
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$106M

Top Sellers

1
WRF
Waddell & Reed Financial
Kansas
-$426M
2
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$127M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$121M
4
American Century Companies
American Century Companies
Missouri
-$99.2M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$94.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
FCH
601
Freestone Capital Holdings
Washington
$850K +$850K +13,000 New
ACA
602
Anchor Capital Advisors
Massachusetts
$848K +$653K +10,000 +336%
AIP
603
Ameritas Investment Partners
Nebraska
$845K +$32.7K +500 +4%
SC
604
Saybrook Capital
North Carolina
$838K – – –
CT
605
Coastline Trust
Rhode Island
$832K +$181K +2,770 +28%
NG
606
NatWest Group
United Kingdom
$831K -$27.5K -420 -3%
SCA
607
STALEY CAPITAL ADVISERS
Pennsylvania
$830K +$632K +9,664 +318%
AL
608
Agran Libbie
California
$823K -$215K -3,295 -21%
ECM
609
EagleClaw Capital Management
Massachusetts
$823K – – –
BOC
610
Barbara Oil Co
Illinois
$817K – – –
GIA
611
Guyasuta Investment Advisors
Pennsylvania
$815K +$65 +1 +0%
RJT
612
Raymond James Trust
Florida
$810K -$265K -4,059 -25%
ACP
613
Ashfield Capital Partners
California
$810K – – –
BMC
614
Benin Management Corp
Connecticut
$807K -$26.2K -400 -3%
WOC
615
West Oak Capital
California
$804K +$38.2K +585 +5%
ST
616
Spinnaker Trust
Maine
$802K – – –
CWM
617
Concert Wealth Management
California
$802K +$98.2K +1,496 +14%
MHIM
618
MacNealy Hoover Investment Management
Ohio
$801K -$24.4K -374 -3%
VRS
619
Virginia Retirement Systems
Virginia
$789K +$4.64K +71 +0.6%
RAM
620
Redmond Asset Management
Virginia
$788K -$118K -1,813 -13%
BB
621
Busey Bank
Illinois
$787K -$71.8K -1,098 -8%
HK
622
Horizon Kinetics
New York
$785K +$58.8K +900 +8%
CRIG
623
Charter Research & Investment Group
Connecticut
$783K – – –
TRIM
624
Thompson Rubinstein Investment Management
Oregon
$777K -$44.5K -681 -5%
HIC
625
Holderness Investments Company
North Carolina
$764K +$34.3K +525 +5%
23 24
25
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