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Caterpillar
CAT

Overview Fund Activity

1,144 hedge funds and large institutions have $40.4B invested in Caterpillar in 2014 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 375 increasing their positions, 511 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,144
Holders Change
-25
Holders Change %
-2.14%
% of All Funds
33.22%
Holding in Top 10
20
Holding in Top 10 Change
-12
Holding in Top 10 Change %
-37.5%
% of All Funds
0.58%
New
50
Increased
375
Reduced
511
Closed
61
Calls
$841M
Puts
$2.01B
Net Calls
-$1.16B
Net Calls Change
-$748M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
+$226M
2
HCM
Herndon Capital Management
Georgia
+$127M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$95M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$86.8M
5
Wellington Management Group
Wellington Management Group
Massachusetts
+$76.6M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$734M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$407M
3
Norges Bank
Norges Bank
Norway
-$247M
4
Goldman Sachs
Goldman Sachs
New York
-$168M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$152M
Name Holding Trade Value Shares
Change 		Shares
Change %
TCM
601
Texan Capital Management
Texas
$1.56M -$11.9K -120 -0.8%
FMB
602
Field & Main Bank
Kentucky
$1.56M +$12.4K +125 +0.8%
FA
603
FDx Advisors
Illinois
$1.55M +$113K +1,139 +8%
ACM
604
Argentus Capital Management
Texas
$1.55M +$1.55M +15,610 New
PTC
605
Private Trust Company
Ohio
$1.54M -$33K -333 -2%
TWM
606
Torch Wealth Management
Ohio
$1.53M -$47K -474 -3%
IT
607
Investors Trust
Texas
$1.53M -$1.64M -16,602 -52%
1SB
608
1ST Source Bank
Indiana
$1.53M -$10.7K -108 -0.7%
SIMM
609
Stillwater Investment Management (Minnesota)
Minnesota
$1.53M +$9.21K +93 +0.6%
FIM
610
Fernwood Investment Management
Massachusetts
$1.53M -$9.9K -100 -0.6%
VKH
611
Virtu KCG Holdings
New York
$1.52M +$608K +6,137 +67%
TCOTO
612
Trust Company of the Ozarks
Missouri
$1.51M -$19.8K -200 -1%
TSWM
613
Triangle Securities Wealth Management
North Carolina
$1.51M – – –
FCB
614
First Citizens Bancorporation
South Carolina
$1.51M -$6.93K -70 -0.5%
UR
615
USCA RIA
Texas
$1.49M -$3.57K -36 -0.2%
ECM
616
ETrade Capital Management
Virginia
$1.49M +$141K +1,428 +10%
CHC
617
City Holding Co
West Virginia
$1.49M -$19.8K -200 -1%
CCT
618
Chemung Canal Trust
New York
$1.48M +$99K +1,000 +7%
ICAS
619
Investors Capital Advisory Services
Massachusetts
$1.48M -$210K -2,122 -12%
LI
620
LMCG Investments
Massachusetts
$1.47M +$45.1K +455 +3%
WC
621
Whitnell & Co
Illinois
$1.45M +$7.72K +78 +0.5%
AAM
622
Advisors Asset Management
Colorado
$1.45M -$24.5K -247 -2%
RC
623
RegentAtlantic Capital
New Jersey
$1.44M -$57.5K -581 -4%
WOC
624
West Oak Capital
California
$1.44M -$19.3K -195 -1%
GA
625
GFS Advisors
Texas
$1.43M -$1.15M -11,600 -45%
23 24
25
26 27