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Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$312M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$305M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$298M
4
Goldman Sachs
Goldman Sachs
New York
+$238M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
+$133M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
-$167M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$122M
3
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$115M
4
State Street
State Street
Massachusetts
-$106M
5
Morgan Stanley
Morgan Stanley
New York
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
PCMI
601
Princeton Capital Management Inc
New Jersey
$1.53M +$31.8K +350 +2%
Parallax Volatility Advisers
602
Parallax Volatility Advisers
California
$1.53M -$8.18M -90,036 -84%
HHC
603
Hutchin Hill Capital
New York
$1.53M +$763K +8,400 +100%
BOH
604
Bank of Hawaii
Hawaii
$1.51M +$1.36K +15 +0.1%
MIM
605
Montgomery Investment Management
Maryland
$1.5M -$1.42M -15,671 -49%
FCB
606
First Citizens Bancorporation
South Carolina
$1.5M -$63.4K -698 -4%
AB
607
Amalgamated Bank
New York
$1.49M -$14.5K -160 -1%
FHA
608
First Horizon Advisors
Tennessee
$1.49M +$20.4K +225 +1%
YIA
609
YHB Investment Advisors
Connecticut
$1.48M -$29.1K -320 -2%
BWM
610
Braver Wealth Management
Massachusetts
$1.48M +$599K +6,591 +68%
RC
611
RegentAtlantic Capital
New Jersey
$1.47M -$25.5K -281 -2%
SCM
612
Stellar Capital Management
Arizona
$1.47M +$1.47M +16,237 New
SCM
613
Schnieders Capital Management
California
$1.46M +$1.46M +16,097 New
TCOTO
614
Trust Company of the Ozarks
Missouri
$1.46M -$29.5K -325 -2%
RG
615
Rathbones Group
United Kingdom
$1.45M -$359K -3,950 -20%
1SB
616
1ST Source Bank
Indiana
$1.44M +$36.3K +400 +3%
CHC
617
City Holding Co
West Virginia
$1.43M +$1.43M +15,756 New
TWM
618
Torch Wealth Management
Ohio
$1.43M +$1.43M +15,727 New
EOJOAM
619
E. Ohman J:or Asset Management
Sweden
$1.42M -$100K -1,100 -7%
RJT
620
Raymond James Trust
Florida
$1.41M -$33.4K -368 -2%
BA
621
Bridgewater Advisors
New York
$1.41M +$1.41M +15,523 New
EWM
622
Evercore Wealth Management
New York
$1.41M -$1.28M -14,083 -48%
SI
623
Stephens Inc
Arkansas
$1.4M -$157K -1,729 -10%
IHL
624
Investment House LLC
California
$1.4M -$68.1K -750 -5%
SIMM
625
Stillwater Investment Management (Minnesota)
Minnesota
$1.4M +$1.4M +15,423 New
23 24
25
26 27