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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$299M
2
Capital World Investors
Capital World Investors
California
+$227M
3
Morgan Stanley
Morgan Stanley
New York
+$179M
4
CCI
Columbus Circle Investors
+$108M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$96.5M

Top Sellers

1
Harris Associates
Harris Associates
Illinois
-$203M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$154M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
-$102M
5
State Street
State Street
Massachusetts
-$101M
Name Holding Trade Value Shares
Change 		Shares
Change %
RJT
576
Raymond James Trust
Florida
$1.12M -$93 -1 -0%
CFG
577
Citizens Financial Group
Rhode Island
$1.12M +$105K +1,132 +10%
WSFS
578
Wilmington Savings Fund Society
Delaware
$1.11M -$187K -2,014 -14%
ECM
579
EagleClaw Capital Management
Massachusetts
$1.1M – – –
BCP
580
Blue Chip Partners
Michigan
$1.09M -$681K -7,344 -38%
SCA
581
STALEY CAPITAL ADVISERS
Pennsylvania
$1.09M -$158K -1,700 -13%
EWM
582
Evercore Wealth Management
New York
$1.09M +$123K +1,328 +13%
PI
583
Putnam Investments
Massachusetts
$1.09M -$146K -1,576 -12%
SC
584
Searle & Co
Connecticut
$1.08M +$1.08M +11,641 New
SFS
585
Sowell Financial Services
Arkansas
$1.07M +$1.07M +10,914 New
PIA
586
Peachtree Investment Advisors
Georgia
$1.07M -$32K -345 -3%
Pacer Advisors
587
Pacer Advisors
Pennsylvania
$1.07M -$46.9K -506 -4%
SS
588
Simplicity Solutions
Minnesota
$1.06M +$466K +5,024 +79%
LP
589
LMR Partners
United Kingdom
$1.05M +$1.05M +11,366 New
HK
590
Horizon Kinetics
New York
$1.05M -$194K -2,096 -16%
TRIM
591
Thompson Rubinstein Investment Management
Oregon
$1.05M – – –
OIA
592
Optimum Investment Advisors
Illinois
$1.04M -$106K -1,143 -9%
VFA
593
Voya Financial Advisors
Connecticut
$1.04M -$36.3K -389 -3%
HIC
594
Holderness Investments Company
North Carolina
$1.04M +$26.1K +282 +3%
MHIM
595
MacNealy Hoover Investment Management
Ohio
$1.03M -$116K -1,249 -10%
IHL
596
Investment House LLC
California
$1.03M +$9.27K +100 +0.9%
NHC
597
Nicholas Hoffman & Company
Georgia
$1.03M -$12.2K -130 -1%
Victory Capital Management
598
Victory Capital Management
Texas
$1.02M -$32.4K -350 -3%
SWM
599
Segment Wealth Management
Texas
$1.02M +$278 +3 +0%
SL
600
Summitry LLC
California
$1.02M +$59.8K +645 +6%
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