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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
OIA
576
Optimum Investment Advisors
Illinois
$1.1M +$40.1K +452 +4%
MHIM
577
MacNealy Hoover Investment Management
Ohio
$1.1M -$17.7K -199 -2%
GIA
578
Guyasuta Investment Advisors
Pennsylvania
$1.09M +$89 +1 +0%
JPMIA
579
J.P. Marvel Investment Advisors
Massachusetts
$1.09M +$25.4K +286 +2%
TU
580
TDAM USA
Ontario, Canada
$1.07M -$179K -2,022 -14%
RJT
581
Raymond James Trust
Florida
$1.07M -$51.1K -576 -5%
Pacer Advisors
582
Pacer Advisors
Pennsylvania
$1.07M -$6.39K -72 -0.6%
DAS
583
Dynamic Advisor Solutions
Arizona
$1.06M +$485K +5,461 +84%
Bank of Nova Scotia
584
Bank of Nova Scotia
Ontario, Canada
$1.05M -$5.16M -58,090 -83%
PIA
585
Peachtree Investment Advisors
Georgia
$1.05M +$13.3K +150 +1%
ECM
586
EagleClaw Capital Management
Massachusetts
$1.05M +$8.88K +100 +0.9%
FTC
587
Farmers Trust Company
Ohio
$1.05M -$132K -1,488 -11%
SC
588
SouthState Corp
Florida
$1.04M -$947K -10,669 -48%
GHA
589
Garcia Hamilton & Associates
Texas
$1.04M +$1.87K +21 +0.2%
SAMNY
590
Samsung Asset Management (New York)
New York
$1.03M -$230K -2,590 -18%
WS
591
Wedbush Securities
California
$1.03M +$137K +1,545 +15%
FNBT
592
FineMark National Bank & Trust
Florida
$1.03M -$88.7K -1,000 -8%
IP
593
Investment Partners
Ohio
$1.02M +$362K +4,085 +55%
VFA
594
Voya Financial Advisors
Connecticut
$1.01M +$4.2K +48 +0.4%
Victory Capital Management
595
Victory Capital Management
Texas
$1.01M +$329K +3,701 +48%
TRIM
596
Thompson Rubinstein Investment Management
Oregon
$1M -$107K -1,200 -10%
1IA
597
1834 Investment Advisors
Wisconsin
$1M +$26.8K +302 +3%
NHC
598
Nicholas Hoffman & Company
Georgia
$981K +$48.4K +545 +5%
IHL
599
Investment House LLC
California
$975K – – –
SWM
600
Segment Wealth Management
Texas
$974K -$2.66M -29,949 -73%
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