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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
+$462M
2
Harris Associates
Harris Associates
Illinois
+$307M
3
Invesco
Invesco
Georgia
+$159M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$146M
5
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$106M

Top Sellers

1
WRF
Waddell & Reed Financial
Kansas
-$426M
2
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$127M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$121M
4
American Century Companies
American Century Companies
Missouri
-$99.2M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$94.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
BCM
576
BTR Capital Management
California
$940K +$785K +12,000 +505%
PAM
577
Palisade Asset Management
Minnesota
$934K -$81.7K -1,249 -8%
FCBT
578
First Citizens Bank & Trust
North Carolina
$925K +$16.5K +253 +2%
1SB
579
1ST Source Bank
Indiana
$922K -$47.6K -728 -5%
EFS
580
Essex Financial Services
Connecticut
$918K +$68.1K +1,042 +8%
Point72 Asset Management
581
Point72 Asset Management
Connecticut
$915K +$915K +14,000 New
PA
582
Profund Advisors
Maryland
$912K -$289K -4,424 -24%
ICAS
583
Investors Capital Advisory Services
Massachusetts
$909K +$16.7K +255 +2%
BAS
584
Brown Advisory Securities
Maryland
$903K +$3.28K +50 +0.4%
ZDA
585
Zweig-DiMenna Associates
New York
$902K +$902K +13,800 New
CB
586
Community Bank
New York
$898K +$27.7K +423 +3%
CT
587
Chicago Trust
Illinois
$896K +$98K +1,498 +12%
FTC
588
Farmers Trust Company
Ohio
$890K +$2.88K +44 +0.3%
Mariner
589
Mariner
Kansas
$882K +$11K +169 +1%
Koshinski Asset Management
590
Koshinski Asset Management
Illinois
$881K -$47.9K -565 -5%
TU
591
TDAM USA
Ontario, Canada
$879K -$106K -1,614 -11%
RG
592
Renaissance Group
Kentucky
$874K – – –
JIC
593
Johnson Investment Counsel
Ohio
$874K +$1.05K +16 +0.1%
Fisher Asset Management
594
Fisher Asset Management
Washington
$872K +$300K +4,587 +52%
FIM
595
Freedom Investment Management
Connecticut
$866K +$593K +7,720 +217%
EB
596
Eastern Bank
Massachusetts
$861K -$152K -2,320 -15%
AT
597
Arden Trust
Delaware
$856K +$276K +4,222 +48%
IHL
598
Investment House LLC
California
$852K -$6.54K -100 -0.8%
RC
599
RBF Capital
California
$850K -$1.11M -17,000 -57%
CI
600
Constellation Investments
Ohio
$850K – – –
22 23
24
25 26