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Caterpillar

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed

101% more first-time investments, than exits

New positions opened: 135 | Existing positions closed: 67

5% more funds holding

Funds holding: 1,1441,198 (+54)

1.74% more ownership

Funds ownership: 65.22%66.96% (+1.7%)

6% less repeat investments, than reductions

Existing positions increased: 425 | Existing positions reduced: 450

9% less capital invested

Capital invested by funds: $40.4B → $36.9B (-$3.49B)

26% less call options, than puts

Call options by funds: $1.35B | Put options by funds: $1.82B

35% less funds holding in top 10

Funds holding in top 10: 2013 (-7)

Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.96%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M
Name Holding Trade Value Shares
Change
Change in
Stake
GIM
576
Guardian Investment Management
California
$1.74M +$33.1K +340 +2%
TU
577
TDAM USA
Ontario, Canada
$1.73M -$153K -1,575 -8%
YIA
578
YHB Investment Advisors
Connecticut
$1.73M +$32.6K +335 +2%
SPC
579
Sigma Planning Corp
Michigan
$1.71M +$1.82M +18,728 New
BAM
580
Brave Asset Management
New Jersey
$1.71M -$29.2K -300 -2%
PWAP
581
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$1.69M -$11.6K -119 -0.6%
BCM
582
Brookstone Capital Management
Illinois
$1.67M -$2.82K -29 -0.2%
WAM
583
Weatherly Asset Management
California
$1.67M +$63.9K +656 +4%
NC
584
Northpointe Capital
Michigan
$1.66M +$1.77M +18,150 New
CNBT
585
Canandaigua National Bank & Trust
New York
$1.66M -$41.4K -425 -2%
NIT
586
NumerixS Investment Technologies
British Columbia, Canada
$1.65M +$1.76M +18,044 New
PWM
587
Perigon Wealth Management
California
$1.63M +$86.6K +890 +5%
SCM
588
Schnieders Capital Management
California
$1.62M +$124K +1,275 +8%
IFB
589
iAB Financial Bank
Indiana
$1.62M -$56K -575 -3%
AHC
590
Adell Harriman & Carpenter
Texas
$1.61M +$90.5K +930 +6%
CICI
591
Capital Investment Counsel Inc
North Carolina
$1.61M -$101K -1,035 -6%
EFS
592
Essex Financial Services
Connecticut
$1.61M +$106K +1,093 +7%
CC
593
ClearArc Capital
Ohio
$1.61M -$6.42K -66 -0.4%
WA
594
WBH Advisory
Maryland
$1.6M -$94.7K -973 -5%
ISL
595
Ingalls & Snyder LLC
New York
$1.6M -$4.96K -51 -0.3%
LIA
596
LS Investment Advisors
Michigan
$1.59M +$33.6K +345 +2%
AP
597
Appleton Partners
Massachusetts
$1.58M +$6.81K +70 +0.4%
FNBT
598
FineMark National Bank & Trust
Florida
$1.58M +$63.8K +655 +4%
WA
599
WFG Advisors
Texas
$1.57M -$52K -534 -3%
NA
600
Navellier & Associates
Nevada
$1.56M +$309K +3,172 +23%

CAT Hedge Fund Activity: Q4 2014 in Review

1,198 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q4 2014, worth a combined $36.9B — down 8.6% from $40.4B a quarter earlier.

Buyers outnumbered sellers: 135 funds opened new CAT positions and 67 closed out — a net gain of 68 holders — while 425 added to existing stakes and 450 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $361M. The largest seller was Capital Research Global Investors, cutting an estimated $485M.

  • 1,198 institutional investors held Caterpillar (CAT) as of Q4 2014, up from 1,144 in Q3 2014.
  • Funds reported $36.9B of Caterpillar stock for Q4 2014, down 8.6% quarter-over-quarter.
  • 135 funds opened new Caterpillar positions in Q4 2014 and 67 closed out, a net change of +68 holders.
  • The largest Caterpillar buyer in Q4 2014 was Wellington Management Group, an estimated $361M added.
  • The largest Caterpillar seller in Q4 2014 was Capital Research Global Investors, an estimated $485M sold.

Based on aggregated 13F filings for Q4 2014.