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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
+$339M
2
American Century Companies
American Century Companies
Missouri
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$131M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$119M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$89.5M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$456M
2
Capital World Investors
Capital World Investors
California
-$342M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$189M
4
VOYA Investment Management
VOYA Investment Management
Georgia
-$159M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$112M
Name Holding Trade Value Shares
Change 		Shares
Change %
GIM
576
Guardian Investment Management
California
$1.74M +$31.1K +340 +2%
TU
577
TDAM USA
Ontario, Canada
$1.73M -$144K -1,575 -8%
YIA
578
YHB Investment Advisors
Connecticut
$1.73M +$30.7K +335 +2%
SPC
579
Sigma Planning Corp
Michigan
$1.71M +$1.71M +18,728 New
BAM
580
Brave Asset Management
New Jersey
$1.71M -$27.5K -300 -2%
PWAP
581
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$1.69M -$10.9K -119 -0.6%
BCM
582
Brookstone Capital Management
Illinois
$1.67M -$2.65K -29 -0.2%
WAM
583
Weatherly Asset Management
California
$1.67M +$60K +656 +4%
NC
584
Northpointe Capital
Michigan
$1.66M +$1.66M +18,150 New
CNBT
585
Canandaigua National Bank & Trust
New York
$1.66M -$38.9K -425 -2%
NIT
586
NumerixS Investment Technologies
British Columbia, Canada
$1.65M +$1.65M +18,044 New
PWM
587
Perigon Wealth Management
California
$1.63M +$81.5K +890 +5%
SCM
588
Schnieders Capital Management
California
$1.62M +$117K +1,275 +8%
IFB
589
iAB Financial Bank
Indiana
$1.62M -$52.6K -575 -3%
AHC
590
Adell Harriman & Carpenter
Texas
$1.61M +$85.1K +930 +6%
CICI
591
Capital Investment Counsel Inc
North Carolina
$1.61M -$94.7K -1,035 -6%
EFS
592
Essex Financial Services
Connecticut
$1.61M +$100K +1,093 +7%
CC
593
ClearArc Capital
Ohio
$1.61M -$6.04K -66 -0.4%
WA
594
WBH Advisory
Maryland
$1.61M -$89K -973 -5%
ISL
595
Ingalls & Snyder LLC
New York
$1.6M -$4.67K -51 -0.3%
LIA
596
LS Investment Advisors
Michigan
$1.59M +$31.6K +345 +2%
AP
597
Appleton Partners
Massachusetts
$1.58M +$6.41K +70 +0.4%
FNBT
598
FineMark National Bank & Trust
Florida
$1.58M +$59.9K +655 +4%
WA
599
WFG Advisors
Texas
$1.58M -$48.9K -534 -3%
NA
600
Navellier & Associates
Nevada
$1.57M +$290K +3,172 +23%
22 23
24
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