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Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
BlackRock
New York
+$3.07B
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$167M
3
Citadel Advisors
Citadel Advisors
Florida
+$153M
4
Renaissance Technologies
Renaissance Technologies
New York
+$143M
5
Morgan Stanley
Morgan Stanley
New York
+$127M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$435M
2
Franklin Resources
Franklin Resources
California
-$137M
3
Harris Associates
Harris Associates
Illinois
-$126M
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$114M
5
State Street
State Street
Massachusetts
-$107M
Name Holding Trade Value Shares
Change 		Shares
Change %
NI
551
Numeric Investors
Massachusetts
$1.16M +$1.16M +12,500 New
NIMI
552
Natixis Investment Managers International
France
$1.16M -$245K -2,643 -18%
EWM
553
Evercore Wealth Management
New York
$1.15M +$61.3K +661 +6%
TCM
554
Twin Capital Management
Pennsylvania
$1.15M – – –
PK
555
Pflug Koory
Nebraska
$1.14M -$1.5M -16,160 -57%
II
556
IFM Investors
Australia
$1.13M +$406K +4,378 +56%
CTA
557
Colonial Trust Advisors
South Carolina
$1.13M +$148K +1,460 +15%
JIC
558
Johnson Investment Counsel
Ohio
$1.12M -$3.34K -36 -0.3%
ACP
559
Ashfield Capital Partners
California
$1.12M – – –
GIA
560
Guyasuta Investment Advisors
Pennsylvania
$1.12M -$22.3K -241 -2%
ECM
561
EagleClaw Capital Management
Massachusetts
$1.11M +$9.29K +100 +0.8%
CCM
562
Consolidated Capital Management
California
$1.11M +$1.11M +11,979 New
JPMIA
563
J.P. Marvel Investment Advisors
Massachusetts
$1.1M -$116K -1,256 -10%
OAM
564
Oppenheimer Asset Management
New York
$1.1M +$1.1M +11,874 New
I
565
IberiaBank
Louisiana
$1.1M -$2.56M -27,569 -70%
EFS
566
Essex Financial Services
Connecticut
$1.1M -$299K -3,221 -21%
PIA
567
Peachtree Investment Advisors
Georgia
$1.1M +$27.8K +300 +3%
SCA
568
STALEY CAPITAL ADVISERS
Pennsylvania
$1.1M – – –
AGM
569
Alpine Global Management
New York
$1.09M -$587K -6,330 -35%
CRC
570
Curi RMB Capital
Illinois
$1.09M -$108K -1,163 -9%
RCM
571
Radnor Capital Management
Pennsylvania
$1.09M -$90.4K -975 -8%
BUB
572
BBVA USA Bancshares
Texas
$1.09M -$54.5K -587 -5%
HIC
573
Holderness Investments Company
North Carolina
$1.08M +$46.5K +501 +4%
SC
574
Searle & Co
Connecticut
$1.08M – – –
BFEC
575
Benjamin F. Edwards & Company
Missouri
$1.06M -$67.4K -726 -6%
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