CAT icon

Caterpillar
CAT

Overview Fund Activity

1,144 hedge funds and large institutions have $40.4B invested in Caterpillar in 2014 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 375 increasing their positions, 511 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,144
Holders Change
-25
Holders Change %
-2.14%
% of All Funds
33.22%
Holding in Top 10
20
Holding in Top 10 Change
-12
Holding in Top 10 Change %
-37.5%
% of All Funds
0.58%
New
50
Increased
375
Reduced
511
Closed
61
Calls
$841M
Puts
$2.01B
Net Calls
-$1.16B
Net Calls Change
-$748M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
+$226M
2
HCM
Herndon Capital Management
Georgia
+$127M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$95M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$86.8M
5
Wellington Management Group
Wellington Management Group
Massachusetts
+$76.6M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$734M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$407M
3
Norges Bank
Norges Bank
Norway
-$247M
4
Goldman Sachs
Goldman Sachs
New York
-$168M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$152M
Name Holding Trade Value Shares
Change 		Shares
Change %
ACM
551
Azimuth Capital Management
Michigan
$1.98M -$59.5K -601 -3%
BAM
552
Barrett Asset Management
New York
$1.96M -$263K -2,655 -12%
HFM
553
Hartford Financial Management
Connecticut
$1.96M -$2.67K -27 -0.1%
DCM
554
Delta Capital Management
New Jersey
$1.95M +$2.97K +30 +0.2%
WB
555
WesBanco Bank
West Virginia
$1.9M -$13.4K -135 -0.7%
CAM
556
Cypress Asset Management
Texas
$1.89M -$58.9K -595 -3%
HA
557
Hamel Associates
New Jersey
$1.89M -$64.4K -650 -3%
BAM
558
Brave Asset Management
New Jersey
$1.88M – – –
Truist Financial
559
Truist Financial
North Carolina
$1.87M -$138K -1,392 -7%
GIM
560
Guardian Investment Management
California
$1.85M – – –
CICI
561
Capital Investment Counsel Inc
North Carolina
$1.85M -$197K -1,990 -10%
WTB
562
Washington Trust Bank
Washington
$1.84M -$2.96M -29,855 -62%
PWAP
563
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$1.84M -$511K -5,156 -22%
CNBT
564
Canandaigua National Bank & Trust
New York
$1.84M -$85.6K -865 -4%
YIA
565
YHB Investment Advisors
Connecticut
$1.84M +$39.6K +400 +2%
WA
566
WBH Advisory
Maryland
$1.83M -$26.2K -265 -1%
CIA
567
Capital Investment Advisors
Georgia
$1.83M +$53.3K +538 +3%
AHC
568
Adell Harriman & Carpenter
Texas
$1.81M – – –
IFB
569
iAB Financial Bank
Indiana
$1.81M -$99K -1,000 -5%
BCM
570
Brookstone Capital Management
Illinois
$1.81M – – –
CA
571
CapWealth Advisors
Tennessee
$1.77M +$132K +1,335 +8%
VAM
572
Visium Asset Management
New York
$1.77M +$1.77M +17,830 New
WA
573
WFG Advisors
Texas
$1.76M +$54.8K +553 +3%
AB
574
Amalgamated Bank
New York
$1.75M +$35.6K +360 +2%
CC
575
ClearArc Capital
Ohio
$1.75M -$669K -6,758 -28%
21 22
23
24 25