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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
TWA
526
TCI Wealth Advisors
Arizona
$2.41M +$17.4K +118 +0.7%
ASN
527
Advisory Services Network
Georgia
$2.4M +$240K +1,628 +11%
KJWM
528
Kiley Juergens Wealth Management
Washington
$2.37M -$65K -440 -3%
MI
529
Markston International
New York
$2.36M -$318K -2,150 -12%
MWNA
530
Marshall Wace North America
New York
$2.36M +$930K +6,295 +65%
Luther King Capital Management (LKCM)
531
Luther King Capital Management (LKCM)
Texas
$2.35M +$391K +2,650 +20%
MIAN
532
Mariner Independent Advisor Network
Kansas
$2.34M +$2.52K +17 +0.1%
RIA
533
Regal Investment Advisors
Michigan
$2.32M -$26.7K -181 -1%
QIM
534
Quantitative Investment Management
Virginia
$2.31M +$2.31M +15,675 New
NIM
535
Northeast Investment Management
Massachusetts
$2.27M -$37.8K -256 -2%
FLI
536
Family Legacy Inc
South Carolina
$2.27M +$145K +985 +7%
APP
537
Avantax Planning Partners
Iowa
$2.24M -$116K -783 -5%
AC
538
Abbrea Capital
California
$2.23M +$14.8K +100 +0.7%
AW
539
ACG Wealth
Georgia
$2.23M -$31.9K -216 -1%
GAM
540
Griffin Asset Management
New York
$2.22M -$3.69K -25 -0.2%
RC
541
RBF Capital
California
$2.22M – – –
OPCM
542
Osborne Partners Capital Management
California
$2.21M – – –
FFN
543
Focus Financial Network
Minnesota
$2.19M +$350K +2,368 +19%
GP
544
Girard Partners
Pennsylvania
$2.19M +$1.48M +9,908 +210%
SC
545
Slow Capital
California
$2.17M -$53.9K -365 -2%
TCOV
546
Trust Company of Vermont
Vermont
$2.17M -$7.53K -51 -0.3%
BCM
547
Bluefin Capital Management
New York
$2.16M +$2.16M +14,652 New
FFWA
548
FRG Family Wealth Advisors
Washington
$2.16M -$1.19M -8,055 -36%
NCGI
549
Next Century Growth Investors
Minnesota
$2.13M -$113K -763 -5%
PAG
550
Private Advisory Group
Washington
$2.13M -$297K -2,008 -12%
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