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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$299M
2
Capital World Investors
Capital World Investors
California
+$227M
3
Morgan Stanley
Morgan Stanley
New York
+$179M
4
CCI
Columbus Circle Investors
+$108M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$96.5M

Top Sellers

1
Harris Associates
Harris Associates
Illinois
-$203M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$154M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
-$102M
5
State Street
State Street
Massachusetts
-$101M
Name Holding Trade Value Shares
Change 		Shares
Change %
DMC
526
Drexel Morgan & Co
Pennsylvania
$1.38M – – –
LPC
527
Loeb Partners Corp
New York
$1.37M -$92.7K -1,000 -6%
CICI
528
Capital Investment Counsel Inc
North Carolina
$1.37M -$244K -2,630 -15%
FFWA
529
FRG Family Wealth Advisors
Washington
$1.36M – – –
Mariner
530
Mariner
Kansas
$1.33M -$220K -2,374 -14%
MSV
531
MN Services Vermogensbeheer
Netherlands
$1.33M – – –
HI
532
Hudock Inc
Pennsylvania
$1.32M -$76.7K -827 -5%
CC
533
ClearArc Capital
Ohio
$1.32M -$8.07K -87 -0.6%
FTIOP
534
Fiduciary Trust International of Pennsylvania
Pennsylvania
$1.32M +$111K +1,200 +9%
CG
535
Cutler Group
California
$1.32M +$1.13M +12,211 +620%
MWM
536
Marietta Wealth Management
Georgia
$1.31M +$1.31M +14,119 New
FIM
537
FourPoints Investment Managers
France
$1.3M – – –
MMPW
538
Mitchell McLeod Pugh & Williams
Alabama
$1.3M +$111K +1,200 +9%
SCM
539
Schnieders Capital Management
California
$1.29M +$32.5K +350 +3%
PH
540
Pinnacle Holdings
Oklahoma
$1.29M -$89.9K -969 -7%
FMBTD
541
First Midwest Bank Trust Division
Illinois
$1.29M -$146K -1,578 -10%
EOJOAM
542
E. Ohman J:or Asset Management
Sweden
$1.29M +$130K +1,400 +11%
CB
543
Community Bank
New York
$1.29M +$13.9K +150 +1%
WS
544
Wedbush Securities
California
$1.27M +$193K +2,082 +18%
PFS
545
Physicians Financial Services
North Carolina
$1.27M -$35.6K -423 -3%
CF
546
CenterStar Fund
Illinois
$1.26M -$353K – –
CA
547
Callahan Advisors
Texas
$1.24M -$125K -1,352 -9%
MCM
548
Murphy Capital Management
New Jersey
$1.24M -$117K -1,262 -9%
ATC
549
Adirondack Trust Company
New York
$1.23M -$12.5K -135 -1%
PAM
550
PVG Asset Management
Colorado
$1.23M -$1.47M -15,801 -54%
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