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Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$312M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$305M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$298M
4
Goldman Sachs
Goldman Sachs
New York
+$238M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
+$133M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
-$167M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$122M
3
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$115M
4
State Street
State Street
Massachusetts
-$106M
5
Morgan Stanley
Morgan Stanley
New York
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
MERSOM
526
Municipal Employees' Retirement System of Michigan
Michigan
$1.98M – – –
NPC
527
National Planning Corporation
California
$1.97M +$242K +2,671 +14%
Mirae Asset Global Investments
528
Mirae Asset Global Investments
South Korea
$1.97M +$538K +5,922 +37%
RAM
529
Roanoke Asset Management
New Jersey
$1.97M – – –
DL
530
Delta Lloyd
Netherlands
$1.97M +$369K +4,065 +23%
CAM
531
Cubic Asset Management
Massachusetts
$1.96M – – –
FA
532
FMA Advisory
Pennsylvania
$1.96M -$59.7K -657 -3%
DnB Asset Management
533
DnB Asset Management
Norway
$1.95M +$27.2K +300 +1%
CIC
534
Carnegie Investment Counsel
Ohio
$1.94M +$23.6K +260 +1%
AT
535
Arden Trust
Delaware
$1.93M -$95.6K -1,052 -5%
WB
536
WesBanco Bank
West Virginia
$1.91M -$1.87M -20,560 -49%
TWA
537
TCI Wealth Advisors
Arizona
$1.91M +$2.91K +32 +0.2%
IFB
538
iAB Financial Bank
Indiana
$1.91M -$90.8K -1,000 -5%
SCM
539
Siphron Capital Management
California
$1.9M -$1.17M -12,840 -38%
PWP
540
Private Wealth Partners
California
$1.9M -$454 -5 -0%
WSFS
541
Wilmington Savings Fund Society
Delaware
$1.88M -$29.8K -328 -2%
WA
542
WFG Advisors
Texas
$1.88M -$36.7K -404 -2%
ACM
543
Azimuth Capital Management
Michigan
$1.86M +$553K +6,090 +42%
CC
544
Cognios Capital
Kansas
$1.86M +$1.86M +20,478 New
MM
545
Meridian Management
Arkansas
$1.85M -$22.7K -250 -1%
CIP
546
Chartwell Investment Partners
Pennsylvania
$1.85M -$3.37M -37,105 -65%
CANC
547
Culbertson A N & Co
Virginia
$1.84M +$31.3K +345 +2%
KCMRT
548
Kemper Corp Master Retirement Trust
Illinois
$1.83M -$182K -2,000 -9%
SSG
549
Summit Securities Group
New York
$1.83M +$481K +5,300 +36%
CCM
550
Crossvault Capital Management
Texas
$1.83M +$1.83M +20,127 New
20 21
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