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Caterpillar
CAT

Overview Fund Activity

1,071 hedge funds and large institutions have $33.2B invested in Caterpillar in 2013 Q3 according to their latest regulatory filings, with 82 funds opening new positions, 365 increasing their positions, 484 reducing their positions, and 74 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,071
Holders Change
-2
Holders Change %
-0.19%
% of All Funds
34.74%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.71%
New
82
Increased
365
Reduced
484
Closed
74
Calls
$930M
Puts
$1.52B
Net Calls
-$586M
Net Calls Change
+$45M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$225M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$166M
3
Franklin Resources
Franklin Resources
California
+$111M
4
SG Americas Securities
SG Americas Securities
New York
+$107M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$95.3M

Top Sellers

1
State Street
State Street
Massachusetts
-$221M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$145M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$82.6M
4
HSBC Holdings
HSBC Holdings
United Kingdom
-$73.2M
5
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
-$64.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
CAN
526
Cetera Advisor Networks
California
$1.83M +$223K +2,667 +14%
RAM
527
Roanoke Asset Management
New Jersey
$1.83M +$1.83M +21,710 New
DIA
528
Denver Investment Advisors
Colorado
$1.83M +$192K +2,299 +12%
MERSOM
529
Municipal Employees' Retirement System of Michigan
Michigan
$1.82M +$1.82M +21,800 New
CAM
530
Cubic Asset Management
Massachusetts
$1.8M +$36.3K +435 +2%
TCM
531
Telos Capital Management
California
$1.8M +$82.3K +987 +5%
Natixis Advisors
532
Natixis Advisors
Massachusetts
$1.79M +$526K +6,305 +42%
CNBT
533
Canandaigua National Bank & Trust
New York
$1.79M +$36.3K +435 +2%
UCFA
534
United Capital Financial Advisors
Texas
$1.79M -$5.8M -69,556 -76%
DnB Asset Management
535
DnB Asset Management
Norway
$1.77M +$800K +9,600 +83%
CIC
536
Carnegie Investment Counsel
Ohio
$1.76M +$3.34K +40 +0.2%
WA
537
WFG Advisors
Texas
$1.76M +$38.8K +465 +2%
TWA
538
TCI Wealth Advisors
Arizona
$1.75M -$221K -2,650 -11%
WSFS
539
Wilmington Savings Fund Society
Delaware
$1.75M +$25.8K +310 +1%
PWP
540
Private Wealth Partners
California
$1.74M -$2.51M -30,075 -59%
SNT
541
Security National Trust
West Virginia
$1.73M +$92.8K +1,113 +6%
Jane Street
542
Jane Street
New York
$1.73M +$128K +1,538 +8%
MM
543
Meridian Management
Arkansas
$1.72M +$51.7K +620 +3%
DR
544
Davis Rea
Ontario, Canada
$1.71M +$1.71M +20,535 New
UAS
545
United Asset Strategies
New York
$1.69M +$32.4K +389 +2%
BMC
546
Benin Management Corp
Connecticut
$1.68M -$25K -300 -1%
AWA
547
AmeriServ Wealth Advisors
Pennsylvania
$1.68M +$33.4K +400 +2%
WA
548
WBH Advisory
Maryland
$1.68M -$28.3K -339 -2%
DCM
549
Delta Capital Management
New Jersey
$1.67M -$2.5K -30 -0.1%
NAM
550
North American Management
Massachusetts
$1.67M -$154K -1,850 -8%
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