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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
PFS
501
Physicians Financial Services
North Carolina
$2.63M -$233K -1,575 -8%
SNT
502
Security National Trust
West Virginia
$2.61M +$48K +325 +2%
SFS
503
Sowell Financial Services
Arkansas
$2.6M -$736K -4,981 -22%
HAG
504
HighPoint Advisor Group
Illinois
$2.6M +$190K +1,309 +8%
SWRP
505
Summit Wealth & Retirement Planning
California
$2.6M -$8.86K -60 -0.3%
SIMM
506
Stillwater Investment Management (Minnesota)
Minnesota
$2.59M +$241K +1,631 +10%
LPIC
507
LeJeune Puetz Investment Counsel
Michigan
$2.58M -$29.5K -200 -1%
PFS
508
Prospera Financial Services
Texas
$2.58M +$168K +1,139 +7%
SAM
509
Sompo Asset Management
Japan
$2.58M -$1.07M -7,230 -29%
HAM
510
Hammer Asset Management
California
$2.57M -$42.7K -288 -2%
FMBTD
511
First Midwest Bank Trust Division
Illinois
$2.56M -$204K -1,384 -7%
RC
512
RegentAtlantic Capital
New Jersey
$2.56M -$48.4K -328 -2%
PA
513
Profund Advisors
Maryland
$2.52M +$188K +1,273 +8%
WB
514
Webster Bank
Connecticut
$2.52M -$538K -3,642 -18%
WS
515
Wedbush Securities
California
$2.52M -$33.1K -224 -1%
WAM
516
Wolverine Asset Management
Illinois
$2.51M +$2.51M +17,000 New
BCM
517
Brookstone Capital Management
Illinois
$2.5M +$39.9K +270 +2%
DCM
518
Donaldson Capital Management
Indiana
$2.48M +$44.3K +300 +2%
AAS
519
Avantax Advisory Services
Texas
$2.48M +$178K +1,205 +8%
NWP
520
Northstar Wealth Partners
Connecticut
$2.47M +$295 +2 +0%
DWA
521
Douglass Winthrop Advisors
New York
$2.45M +$344K +2,330 +16%
JG
522
Jefferies Group
New York
$2.45M -$8.14M -55,134 -77%
RAM
523
Riggs Asset Management
Pennsylvania
$2.45M +$7.38K +50 +0.3%
Carson Wealth (CWM LLC)
524
Carson Wealth (CWM LLC)
Nebraska
$2.44M – – –
SL
525
Summitry LLC
California
$2.44M +$194K +1,316 +9%
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