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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$299M
2
Capital World Investors
Capital World Investors
California
+$227M
3
Morgan Stanley
Morgan Stanley
New York
+$179M
4
CCI
Columbus Circle Investors
+$108M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$96.5M

Top Sellers

1
Harris Associates
Harris Associates
Illinois
-$203M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$154M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
-$102M
5
State Street
State Street
Massachusetts
-$101M
Name Holding Trade Value Shares
Change 		Shares
Change %
CIA
501
Cascade Investment Advisors
Oregon
$1.52M +$1.52M +16,365 New
HPC
502
HM Payson & Co
Maine
$1.52M -$10.6K -114 -0.7%
NFG
503
Next Financial Group
Texas
$1.51M -$40.3K -435 -3%
LAM
504
Lebenthal Asset Management
New York
$1.51M +$130K +1,398 +9%
HAM
505
Highstreet Asset Management
Ontario, Canada
$1.5M -$785K -8,459 -34%
SCA
506
Salient Capital Advisors
Texas
$1.49M +$15.3K +165 +1%
TIA
507
Trust Investment Advisors
Indiana
$1.49M +$2.78K +30 +0.2%
RG
508
Renaissance Group
Kentucky
$1.48M -$16.8K -181 -1%
ICOM
509
Investment Counselors of Maryland
Maryland
$1.47M -$9.27K -100 -0.6%
1SB
510
1ST Source Bank
Indiana
$1.47M +$9.55K +103 +0.7%
SLI
511
Sumitomo Life Insurance
Japan
$1.45M +$32.4K +349 +2%
LCM
512
Logan Capital Management
Pennsylvania
$1.45M +$8.16K +88 +0.6%
MA
513
Marshwinds Advisory
Georgia
$1.43M +$93 +1 +0%
AL
514
Airain Ltd
Guernsey
$1.43M +$1.43M +15,393 New
DCM
515
Delta Capital Management
New Jersey
$1.43M -$6.96K -75 -0.5%
BA
516
Boston Advisors
Massachusetts
$1.43M -$43.1K -465 -3%
W
517
Wealthfront
California
$1.42M +$185K +1,991 +15%
ONB
518
Old National Bancorp
Indiana
$1.42M -$365K -3,938 -20%
VCAM
519
Van Cleef Asset Management
Ohio
$1.41M -$5.75K -62 -0.4%
SNT
520
Security National Trust
West Virginia
$1.4M -$31.5K -340 -2%
NIMI
521
Natixis Investment Managers International
France
$1.4M +$1.4M +15,092 New
EFS
522
Essex Financial Services
Connecticut
$1.4M -$16.5K -178 -1%
FMII
523
Farmers & Merchants Investments Inc
Nebraska
$1.39M +$130K +1,405 +10%
LIM
524
Leavell Investment Management
Alabama
$1.38M -$464K -4,998 -25%
HDIM
525
Hanson & Doremus Investment Management
Vermont
$1.38M -$29.2K -315 -2%
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