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Caterpillar

1,058 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 400 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 65.79%66.43% (+0.64%)

9% less repeat investments, than reductions

Existing positions increased: 400 | Existing positions reduced: 440

6% less funds holding

Funds holding: 1,1281,058 (-70)

22% less capital invested

Capital invested by funds: $33.5B → $25.9B (-$7.51B)

46% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 126

46% less call options, than puts

Call options by funds: $931M | Put options by funds: $1.73B

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
1,058
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
400
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M
Name Holding Trade Value Shares
Change
Change in
Stake
KCMRT
501
Kemper Corp Master Retirement Trust
Illinois
$1.32M
CNBT
502
Canandaigua National Bank & Trust
New York
$1.32M -$218K -2,856 -12%
BOH
503
Bank of Hawaii
Hawaii
$1.32M +$994 +13 +0.1%
CIA
504
Capital Investment Advisors
Georgia
$1.32M -$2.98K -39 -0.2%
KRSITF
505
Kentucky Retirement Systems Insurance Trust Fund
Kentucky
$1.32M +$34K +444 +2%
CBU
506
CIBC Bank USA
Illinois
$1.31M +$834K +10,905 +119%
RC
507
RBO & Co
California
$1.31M
LI
508
LMCG Investments
Massachusetts
$1.3M +$20.8K +272 +1%
OIA
509
Optimum Investment Advisors
Illinois
$1.3M +$1.52M +19,870 New
CNB
510
City National Bank
California
$1.29M -$152K -1,982 -9%
GCAC
511
Guardian Capital Advisors (Canada)
Ontario, Canada
$1.29M +$94.1K +1,230 +7%
BCM
512
Brookstone Capital Management
Illinois
$1.28M +$6.27K +82 +0.4%
KL
513
KWMG LLC
Kansas
$1.26M +$92.7K +1,212 +7%
FTIOP
514
Fiduciary Trust International of Pennsylvania
Pennsylvania
$1.25M -$1.68M -22,027 -53%
MIM
515
Montgomery Investment Management
Maryland
$1.25M
PWAP
516
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$1.25M +$43.5K +569 +3%
BA
517
Boston Advisors
Massachusetts
$1.24M -$113K -1,480 -7%
WAM
518
Weatherly Asset Management
California
$1.23M -$26.8K -350 -2%
TH
519
Timber Hill
Connecticut
$1.23M -$2.06M -26,987 -59%
DCM
520
Delta Capital Management
New Jersey
$1.22M +$4.59K +60 +0.3%
BAM
521
Brave Asset Management
New Jersey
$1.21M +$42.1K +550 +3%
BCP
522
Blue Chip Partners
Michigan
$1.21M +$338K +4,424 +31%
CCT
523
Chemung Canal Trust
New York
$1.19M -$45.9K -600 -3%
WPP
524
Whalerock Point Partners
Rhode Island
$1.19M -$272K -3,560 -16%
CHC
525
City Holding Co
West Virginia
$1.19M +$24.1K +315 +2%

CAT Hedge Fund Activity: Q3 2015 in Review

1,058 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2015, worth a combined $25.9B — down 22% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 126 funds closed out of CAT and 68 opened new positions — a net loss of 58 holders — while 440 trimmed existing stakes and 400 added.

The largest buyer was Capital Research Global Investors, adding an estimated $541M. The largest seller was Waddell & Reed Financial, cutting an estimated $499M.

  • 1,058 institutional investors held Caterpillar (CAT) as of Q3 2015, down from 1,128 in Q2 2015.
  • Funds reported $25.9B of Caterpillar stock for Q3 2015, down 22% quarter-over-quarter.
  • 68 funds opened new Caterpillar positions in Q3 2015 and 126 closed out, a net change of -58 holders.
  • The largest Caterpillar buyer in Q3 2015 was Capital Research Global Investors, an estimated $541M added.
  • The largest Caterpillar seller in Q3 2015 was Waddell & Reed Financial, an estimated $499M sold.

Based on aggregated 13F filings for Q3 2015.