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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
$628M
2
Harris Associates
Harris Associates
Illinois
$1.06B
3
Invesco
Invesco
Georgia
$413M
4
Wellington Management Group
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
Bank of New York Mellon
New York
$576M
4
American Century Companies
American Century Companies
Missouri
$172M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
$46.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
KCMRT
501
Kemper Corp Master Retirement Trust
Illinois
$1.32M – – –
CNBT
502
Canandaigua National Bank & Trust
New York
$1.32M -$187K -2,856 -12%
BOH
503
Bank of Hawaii
Hawaii
$1.32M +$850 +13 +0.1%
CIA
504
Capital Investment Advisors
Georgia
$1.32M -$2.55K -39 -0.2%
KRSITF
505
Kentucky Retirement Systems Insurance Trust Fund
Kentucky
$1.32M +$29K +444 +2%
CBU
506
CIBC Bank USA
Illinois
$1.31M +$712K +10,905 +119%
RC
507
RBO & Co
California
$1.31M – – –
LI
508
LMCG Investments
Massachusetts
$1.3M +$17.8K +272 +1%
OIA
509
Optimum Investment Advisors
Illinois
$1.3M +$1.3M +19,870 New
CNB
510
City National Bank
California
$1.29M -$130K -1,982 -9%
GCA
511
Guardian Capital Advisors
Ontario, Canada
$1.29M +$82.6K +1,230 +7%
BCM
512
Brookstone Capital Management
Illinois
$1.28M +$5.36K +82 +0.4%
KL
513
KWMG LLC
Kansas
$1.26M +$79.2K +1,212 +7%
FTIOP
514
Fiduciary Trust International of Pennsylvania
Pennsylvania
$1.25M -$1.44M -22,027 -53%
MIM
515
Montgomery Investment Management
Maryland
$1.25M – – –
PWAP
516
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$1.25M +$37.2K +569 +3%
BA
517
Boston Advisors
Massachusetts
$1.24M -$96.7K -1,480 -7%
WAM
518
Weatherly Asset Management
California
$1.23M -$22.9K -350 -2%
TH
519
Timber Hill
Connecticut
$1.23M -$1.76M -26,987 -59%
DCM
520
Delta Capital Management
New Jersey
$1.22M +$3.92K +60 +0.3%
BAM
521
Brave Asset Management
New Jersey
$1.21M +$35.9K +550 +3%
BCP
522
Blue Chip Partners
Michigan
$1.21M +$289K +4,424 +31%
CCT
523
Chemung Canal Trust
New York
$1.19M -$39.2K -600 -3%
WPP
524
Whalerock Point Partners
Rhode Island
$1.19M -$233K -3,560 -16%
CHC
525
City Holding Co
West Virginia
$1.19M +$20.6K +315 +2%
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