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Caterpillar
CAT

Overview Fund Activity

1,114 hedge funds and large institutions have $31.5B invested in Caterpillar in 2015 Q1 according to their latest regulatory filings, with 82 funds opening new positions, 401 increasing their positions, 476 reducing their positions, and 152 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,114
Holders Change
-84
Holders Change %
-7.01%
% of All Funds
29.71%
Holding in Top 10
8
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-38.46%
% of All Funds
0.21%
New
82
Increased
401
Reduced
476
Closed
152
Calls
$816M
Puts
$1.85B
Net Calls
-$1.03B
Net Calls Change
-$567M

Top Buyers

1
Harris Associates
Harris Associates
Illinois
+$565M
2
Franklin Resources
Franklin Resources
California
+$256M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$181M
4
Capital World Investors
Capital World Investors
California
+$119M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$95M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$342M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$283M
3
EVM
Eaton Vance Management
Massachusetts
-$209M
4
HCM
Herndon Capital Management
Georgia
-$135M
5
Morgan Stanley
Morgan Stanley
New York
-$122M
Name Holding Trade Value Shares
Change 		Shares
Change %
ALA
501
Atherton Lane Advisers
California
$1.78M -$14.1M -175,610 -89%
TC
502
Trust Company
Kansas
$1.78M +$1.78M +22,217 New
LBC
503
Lowe Brockenbrough & Co
Virginia
$1.77M +$1.07M +13,425 +154%
NMIMC
504
Northwestern Mutual Investment Management Company
Wisconsin
$1.77M +$1.77M +22,092 New
NPC
505
National Planning Corporation
California
$1.75M +$583K +6,697 +50%
MCM
506
McMillion Capital Management
North Carolina
$1.75M -$289K -3,605 -14%
WPP
507
Whalerock Point Partners
Rhode Island
$1.74M -$254K -3,175 -13%
Toronto Dominion Bank
508
Toronto Dominion Bank
Ontario, Canada
$1.74M -$1.02M -12,706 -37%
CI
509
Conning Inc
Connecticut
$1.71M -$12.8K -160 -0.7%
KIA
510
KCM Investment Advisors
California
$1.71M +$5.12K +64 +0.3%
ICOM
511
Investment Counselors of Maryland
Maryland
$1.7M -$96.1K -1,200 -5%
MM
512
Meridian Management
Arkansas
$1.7M +$6.4K +80 +0.4%
BCM
513
Boltwood Capital Management
California
$1.68M +$800K +10,000 +91%
CNB
514
City National Bank
California
$1.67M -$104K -1,298 -6%
HFM
515
Hartford Financial Management
Connecticut
$1.67M +$72.8K +910 +5%
Truist Financial
516
Truist Financial
North Carolina
$1.67M +$133K +1,664 +9%
SFP
517
Santa Fe Partners
New Mexico
$1.67M +$1.67M +20,826 New
CAM
518
Cubic Asset Management
Massachusetts
$1.66M -$4K -50 -0.2%
TMAM
519
Tokio Marine Asset Management
Japan
$1.65M -$520K -6,499 -24%
TWA
520
TCI Wealth Advisors
Arizona
$1.64M +$4.4K +55 +0.3%
CIA
521
Capital Investment Advisors
Georgia
$1.63M +$70.2K +877 +5%
CIP
522
Convergence Investment Partners
Florida
$1.63M -$1.93M -24,112 -54%
YIA
523
YHB Investment Advisors
Connecticut
$1.62M +$111K +1,385 +7%
PWM
524
Perigon Wealth Management
California
$1.62M +$192K +2,400 +13%
Bessemer Group
525
Bessemer Group
New Jersey
$1.62M -$133K -1,661 -8%
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