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Caterpillar
CAT

Overview Fund Activity

1,144 hedge funds and large institutions have $40.4B invested in Caterpillar in 2014 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 375 increasing their positions, 511 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,144
Holders Change
-25
Holders Change %
-2.14%
% of All Funds
33.22%
Holding in Top 10
20
Holding in Top 10 Change
-12
Holding in Top 10 Change %
-37.5%
% of All Funds
0.58%
New
50
Increased
375
Reduced
511
Closed
61
Calls
$841M
Puts
$2.01B
Net Calls
-$1.16B
Net Calls Change
-$748M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
+$226M
2
HCM
Herndon Capital Management
Georgia
+$127M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$95M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$86.8M
5
Wellington Management Group
Wellington Management Group
Massachusetts
+$76.6M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$734M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$407M
3
Norges Bank
Norges Bank
Norway
-$247M
4
Goldman Sachs
Goldman Sachs
New York
-$168M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$152M
Name Holding Trade Value Shares
Change 		Shares
Change %
HPC
501
HM Payson & Co
Maine
$2.43M +$267K +2,700 +12%
ICOM
502
Investment Counselors of Maryland
Maryland
$2.43M +$4.95K +50 +0.2%
CD
503
Carl Domino
Florida
$2.43M -$547K -5,520 -18%
HAI
504
Hennessy Advisors Inc
California
$2.43M -$49.5K -500 -2%
ICOA
505
Investment Centers of America
North Dakota
$2.42M +$675K +6,812 +39%
BC
506
Burney Company
Virginia
$2.42M +$49.1K +496 +2%
OWD
507
Osborn Williams & Donohoe
Ohio
$2.41M -$9.61K -97 -0.4%
STC
508
SEI Trust Company
Pennsylvania
$2.39M -$1.74M -17,565 -42%
DL
509
Delta Lloyd
Netherlands
$2.37M -$86.6K -875 -4%
PIM
510
Penobscot Investment Management
Massachusetts
$2.34M -$28.7K -290 -1%
PA
511
Profund Advisors
Maryland
$2.34M +$10.1K +102 +0.4%
PCMI
512
Princeton Capital Management Inc
New Jersey
$2.34M +$300K +3,025 +15%
SC
513
Saybrook Capital
North Carolina
$2.33M -$14.9K -150 -0.6%
CAN
514
Cetera Advisor Networks
California
$2.31M +$75.3K +758 +3%
KBC Group
515
KBC Group
Belgium
$2.24M -$2.34M -23,600 -51%
RMAM
516
Raab & Moskowitz Asset Management
New Jersey
$2.24M -$123K -1,244 -5%
VFS
517
VSR Financial Services
Kansas
$2.24M +$60K +606 +3%
ST
518
Semper Trust
Pennsylvania
$2.23M -$1.58M -15,980 -42%
JIM
519
Jupiter Investment Management
United Kingdom
$2.23M +$2.23M +22,500 New
CIS
520
Connors Investor Services
Pennsylvania
$2.21M +$402K +4,060 +22%
GCA
521
Greenwood Capital Associates
South Carolina
$2.21M +$61.7K +623 +3%
CSS
522
Cubist Systematic Strategies
Connecticut
$2.21M +$1.24M +12,473 +127%
Mackenzie Financial
523
Mackenzie Financial
Ontario, Canada
$2.2M -$3.38M -34,095 -61%
CI
524
Conning Inc
Connecticut
$2.19M -$60.4K -610 -3%
CIBC Private Wealth Group
525
CIBC Private Wealth Group
Georgia
$2.19M -$40.4K -408 -2%
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