CAT icon

Caterpillar
CAT

Overview Fund Activity

2,560 hedge funds and large institutions have $107B invested in Caterpillar in 2023 Q4 according to their latest regulatory filings, with 312 funds opening new positions, 920 increasing their positions, 950 reducing their positions, and 107 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,560
Holders Change
+171
Holders Change %
+7.16%
% of All Funds
37.53%
Holding in Top 10
73
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.35%
% of All Funds
1.07%
New
312
Increased
920
Reduced
950
Closed
107
Calls
$3.22B
Puts
$3.57B
Net Calls
-$353M
Net Calls Change
+$355M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$2.24B
2
CWP
Capital Wealth Planning
Florida
+$348M
3
Bank Julius Baer & Co
Bank Julius Baer & Co
Switzerland
+$175M
4
Charles Schwab
Charles Schwab
California
+$154M
5
UBS Group
UBS Group
Switzerland
+$138M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$379M
2
Winslow Capital Management
Winslow Capital Management
Minnesota
-$330M
3
DZ Bank
DZ Bank
Germany
-$319M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$194M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$156M
Name Holding Trade Value Shares
Change 		Shares
Change %
WF
476
Welch & Forbes
Massachusetts
$7.32M -$151K -511 -2%
SGA
477
Strategic Global Advisors
California
$7.3M -$5.11M -17,291 -41%
BFEC
478
Benjamin F. Edwards & Company
Missouri
$7.27M +$56.2K +190 +0.8%
ANBT
479
American National Bank & Trust
Texas
$7.25M +$198K +671 +3%
ECM
480
ExodusPoint Capital Management
New York
$7.16M -$4.28M -14,477 -37%
RJT
481
Raymond James Trust
Florida
$7.16M +$757K +2,559 +12%
SOS
482
Silver Oak Securities
Tennessee
$7.15M +$420K +1,419 +6%
AMIM
483
Aull & Monroe Investment Management
Alabama
$7.14M -$24.5K -83 -0.3%
IMPI
484
Ilmarinen Mutual Pension Insurance
Finland
$7.1M – – –
UIC
485
Uniplan Investment Counsel
Wisconsin
$7.06M -$602K -2,029 -8%
BIAS
486
Beacon Investment Advisory Services
New Jersey
$7M -$58.5K -198 -0.8%
PWP
487
Principle Wealth Partners
Connecticut
$6.95M -$17.1K -58 -0.2%
SL
488
Sentry LLC
Tennessee
$6.95M +$887 +3 +0%
HFM
489
Hartford Financial Management
Connecticut
$6.89M -$57.1K -193 -0.8%
ST
490
Spinnaker Trust
Maine
$6.86M – – –
CC
491
Cannell & Co
New York
$6.86M -$1.52M -5,133 -18%
PWM
492
Perigon Wealth Management
California
$6.85M -$84K -284 -1%
SBIA
493
Sheaff Brock Investment Advisors
Indiana
$6.8M -$84.9K -287 -1%
MC
494
Moors & Cabot
Massachusetts
$6.8M +$765K +2,587 +13%
NCM
495
Narwhal Capital Management
Georgia
$6.72M -$293K -990 -4%
DAS
496
Dynamic Advisor Solutions
Arizona
$6.67M +$5.37M +18,589 +413%
BCI
497
Brinker Capital Investments
Pennsylvania
$6.64M +$168K +574 +3%
OPS
498
Orion Portfolio Solutions
Nebraska
$6.64M +$168K +574 +3%
AAM
499
Advisors Asset Management
Colorado
$6.6M -$2.37K -8 -0%
MIG
500
McGuire Investment Group
Rhode Island
$6.57M +$65.6K +222 +1%
18 19
20
21 22