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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
Koshinski Asset Management
476
Koshinski Asset Management
Illinois
$3.93M +$1.8M +12,694 +97%
KRS
477
Kentucky Retirement Systems
Kentucky
$3.86M -$10.8K -76 -0.3%
MC
478
Mathes Company
New York
$3.85M -$355K -2,512 -9%
CS
479
Comerica Securities
Michigan
$3.82M -$599K -4,235 -14%
AHC
480
Anderson Hoagland & Co
Missouri
$3.76M -$41.6K -294 -1%
NB
481
NBT Bank
New York
$3.74M -$417K -2,950 -11%
HFM
482
Hartford Financial Management
Connecticut
$3.72M -$42.7K -302 -1%
BC
483
Barnett & Company
Tennessee
$3.69M
CA
484
Cetera Advisors
Colorado
$3.68M -$14.3K -101 -0.4%
LMGAM
485
Liberty Mutual Group Asset Management
Massachusetts
$3.64M
CCG
486
Chatham Capital Group
Georgia
$3.61M +$62.9K +445 +2%
LIA
487
LS Investment Advisors
Michigan
$3.6M -$44.8K -317 -1%
BCCM
488
Bridge Creek Capital Management
Massachusetts
$3.58M +$63.5K +449 +2%
GFPC
489
Global Financial Private Capital
Florida
$3.57M -$397K -2,810 -11%
PP
490
Palladium Partners
Virginia
$3.57M -$49.5K -350 -1%
ASN
491
Advisory Services Network
Georgia
$3.54M -$106K -747 -3%
MIP
492
Marietta Investment Partners
Wisconsin
$3.53M -$5.61M -39,666 -63%
NIC
493
Northwest Investment Counselors
Oregon
$3.52M +$96K +679 +3%
CCM
494
Coldstream Capital Management
Washington
$3.51M +$223K +1,578 +7%
NRS
495
Neville Rodie & Shaw
New York
$3.49M
GHCM
496
Glen Harbor Capital Management
California
$3.48M -$15.3M -108,304 -83%
CIA
497
Capital Investment Advisors
Georgia
$3.47M -$4.67K -33 -0.1%
SF
498
Synovus Financial
Georgia
$3.45M +$380K +2,689 +13%
AWM
499
AE Wealth Management
Kansas
$3.42M +$326K +2,306 +11%
FFWA
500
FRG Family Wealth Advisors
Washington
$3.41M +$197K +1,392 +7%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.