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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
HAG
476
HighPoint Advisor Group
Illinois
$1.72M -$343K -3,694 -17%
ONB
477
Old National Bancorp
Indiana
$1.71M -$74.7K -842 -4%
BCP
478
Blue Chip Partners
Michigan
$1.7M -$106K -1,191 -6%
IFB
479
iAB Financial Bank
Indiana
$1.68M +$11.1K +125 +0.7%
KRSITF
480
Kentucky Retirement Systems Insurance Trust Fund
Kentucky
$1.68M -$414K -4,669 -20%
MBA
481
McQueen Ball & Associates
Pennsylvania
$1.68M -$8.79K -99 -0.5%
NIM
482
Northeast Investment Management
Massachusetts
$1.67M +$12.6K +142 +0.8%
CNBT
483
Canandaigua National Bank & Trust
New York
$1.67M -$46.6K -525 -3%
BB
484
Busey Bank
Illinois
$1.66M -$23.3K -263 -1%
CWM
485
Concert Wealth Management
California
$1.65M -$2.39K -27 -0.1%
CI
486
Conning Inc
Connecticut
$1.65M -$1.13M -12,763 -41%
SF
487
Synovus Financial
Georgia
$1.65M -$156K -1,757 -9%
EDRS
488
Edmond de Rothschild (Suisse)
Switzerland
$1.64M -$238K -2,680 -13%
MERSOM
489
Municipal Employees' Retirement System of Michigan
Michigan
$1.64M +$5.33K +60 +0.3%
ST
490
Spinnaker Trust
Maine
$1.63M – – –
CHC
491
City Holding Co
West Virginia
$1.62M +$125K +1,407 +8%
CBTWT
492
Community Bank & Trust (Waco, Texas)
Texas
$1.62M -$27.1K -305 -2%
CCM
493
Coe Capital Management
Illinois
$1.6M +$79.9K +900 +5%
SPC
494
Sigma Planning Corp
Michigan
$1.59M -$53.4K -602 -3%
WAM
495
Weatherly Asset Management
California
$1.58M -$8.88K -100 -0.6%
TCM
496
Twin Capital Management
Pennsylvania
$1.58M -$213K -2,400 -12%
SWP
497
Stratos Wealth Partners
Ohio
$1.57M +$99.7K +1,123 +7%
Two Sigma Investments
498
Two Sigma Investments
New York
$1.55M -$427K -4,806 -22%
CICI
499
Capital Investment Counsel Inc
North Carolina
$1.55M -$146K -1,650 -9%
NIT
500
NumerixS Investment Technologies
British Columbia, Canada
$1.54M +$1.54M +17,302 New
18 19
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