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Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$312M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$305M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$298M
4
Goldman Sachs
Goldman Sachs
New York
+$238M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
+$133M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
-$167M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$122M
3
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$115M
4
State Street
State Street
Massachusetts
-$106M
5
Morgan Stanley
Morgan Stanley
New York
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
DVM
476
Dreman Value Management
Florida
$2.55M -$2.02M -12,438 -44%
GCA
477
Guardian Capital Advisors
Ontario, Canada
$2.51M -$473 -5 -0%
WPP
478
Whalerock Point Partners
Rhode Island
$2.5M +$2.5M +27,590 New
CAM
479
Cypress Asset Management
Texas
$2.46M -$513K -5,654 -17%
EWM
480
Elite Wealth Management
Washington
$2.46M +$2.32M +25,533 +1,613%
AF
481
Arrow Financial
New York
$2.45M -$16.8K -185 -0.7%
MIU
482
Man Investments (UK)
United Kingdom
$2.44M +$1.18M +12,939 +93%
BF
483
BOK Financial
Oklahoma
$2.42M -$1.46M -16,037 -38%
CIS
484
Connors Investor Services
Pennsylvania
$2.41M +$215K +2,365 +10%
VRS
485
Virginia Retirement Systems
Virginia
$2.4M +$169K +1,865 +8%
PI
486
Putnam Investments
Massachusetts
$2.39M +$118K +1,300 +5%
Truist Financial
487
Truist Financial
North Carolina
$2.38M +$242K +2,667 +11%
IMOV
488
Investment Management of Virginia
Virginia
$2.37M +$74.4K +820 +3%
FBNAT
489
FirstMerit Bank N.A. Trustee
Ohio
$2.35M -$15.2K -167 -0.6%
TU
490
TDAM USA
Ontario, Canada
$2.35M -$4.01M -44,121 -63%
LIM
491
Leavell Investment Management
Alabama
$2.34M – – –
Northwestern Mutual Wealth Management
492
Northwestern Mutual Wealth Management
Wisconsin
$2.33M -$3.29M -36,227 -59%
BG
493
Bahl & Gaynor
Ohio
$2.32M -$328K -3,608 -12%
MCM
494
McMillion Capital Management
North Carolina
$2.31M +$71K +782 +3%
MIM
495
Midwest Investment Management
Ohio
$2.31M +$72.6K +800 +3%
PIM
496
Penobscot Investment Management
Massachusetts
$2.3M -$115K -1,262 -5%
CICI
497
Capital Investment Counsel Inc
North Carolina
$2.3M -$37.2K -410 -2%
JC
498
Jacobs & Co
California
$2.29M -$50.6K -557 -2%
CD
499
Carl Domino
Florida
$2.29M -$123K -1,350 -5%
HFM
500
Hartford Financial Management
Connecticut
$2.27M +$18.7K +206 +0.8%
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