CAT icon

Caterpillar
CAT

Overview Fund Activity

2,002 hedge funds and large institutions have $87.8B invested in Caterpillar in 2021 Q1 according to their latest regulatory filings, with 229 funds opening new positions, 757 increasing their positions, 734 reducing their positions, and 91 closing their positions.

Holders
2,002
Holders Change
+120
Holders Change %
+6.38%
% of All Funds
35.26%
Holding in Top 10
58
Holding in Top 10 Change
+28
Holding in Top 10 Change %
+93.33%
% of All Funds
1.02%
New
229
Increased
757
Reduced
734
Closed
91
Calls
$2.45B
Puts
$2.02B
Net Calls
+$436M
Net Calls Change
+$751M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$2.82B
2
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$3.36B
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$1.71B
4
1832 Asset Management
4
1832 Asset Management
Ontario, Canada
$249M
5
ZIG
5
Zurich Insurance Group
Switzerland
$123M

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$1.14B
2
Primecap Management
2
Primecap Management
California
$854M
3
Gates Foundation Trust
3
Gates Foundation Trust
Washington
$2.36B
4
Citadel Advisors
4
Citadel Advisors
Florida
$56M
5
Harris Associates
5
Harris Associates
Illinois
$394M
Name Market Value Shares Shares
Change 		Shares
Change %
UBS AM
26
UBS AM
Illinois
$624M 2,689,431 -62,861 -2%
Wells Fargo
27
Wells Fargo
California
$589M 2,542,327 +496,893 +24%
Charles Schwab
28
Charles Schwab
California
$573M 2,470,249 +47,999 +2%
Dimensional Fund Advisors
29
Dimensional Fund Advisors
Texas
$570M 2,457,609 -116,891 -5%
Swiss National Bank
30
Swiss National Bank
Switzerland
$484M 2,089,242 +44,400 +2%
Sumitomo Mitsui Trust Group
31
Sumitomo Mitsui Trust Group
Japan
$483M 2,083,443 -44,975 -2%
Boston Partners
32
Boston Partners
Massachusetts
$477M 2,057,759 -206,147 -9%
Ameriprise
33
Ameriprise
Minnesota
$432M 1,864,948 -274,878 -13%
Goldman Sachs
34
Goldman Sachs
New York
$420M 1,810,792 -200,875 -10%
PPA
35
Parametric Portfolio Associates
Washington
$405M 1,747,903 +63,642 +4%
Harris Associates
36
Harris Associates
Illinois
$394M 1,700,522 -940,504 -36%
UBS Group
37
UBS Group
Switzerland
$380M 1,638,180 -895,885 -35%
TD Asset Management
38
TD Asset Management
Ontario, Canada
$353M 1,524,505 +37,373 +3%
Deutsche Bank
39
Deutsche Bank
Germany
$329M 1,417,915 +221,045 +18%
JPMorgan Chase & Co
40
JPMorgan Chase & Co
New York
$306M 1,318,186 +205,595 +18%
New York State Common Retirement Fund
41
New York State Common Retirement Fund
New York
$294M 1,266,036 -79,567 -6%
California Public Employees Retirement System
42
California Public Employees Retirement System
California
$288M 1,242,707 -52,673 -4%
EVM
43
Eaton Vance Management
Massachusetts
$284M 1,226,287 +43,890 +4%
Manulife (Manufacturers Life Insurance)
44
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$268M 1,153,695 -47,199 -4%
Diamond Hill Capital Management
45
Diamond Hill Capital Management
Ohio
$264M 1,138,030 +43,540 +4%
AllianceBernstein
46
AllianceBernstein
Tennessee
$263M 1,134,315 +5,719 +0.5%
1832 Asset Management
47
1832 Asset Management
Ontario, Canada
$249M 1,062,900 +1,062,900 New
Citigroup
48
Citigroup
New York
$247M 1,066,369 +415,512 +64%
Lazard Asset Management
49
Lazard Asset Management
New York
$243M 1,047,471 -5,519 -0.5%
Bank of Montreal
50
Bank of Montreal
Ontario, Canada
$236M 1,022,354 -141,431 -12%
1
2
3 4 5