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Caterpillar
CAT

Overview Fund Activity

1,883 hedge funds and large institutions have $68.6B invested in Caterpillar in 2020 Q4 according to their latest regulatory filings, with 317 funds opening new positions, 697 increasing their positions, 608 reducing their positions, and 63 closing their positions.

Holders
1,883
Holders Change
+232
Holders Change %
+14.05%
% of All Funds
33.41%
Holding in Top 10
30
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+36.36%
% of All Funds
0.53%
New
317
Increased
697
Reduced
608
Closed
63
Calls
$1.78B
Puts
$2.1B
Net Calls
-$316M
Net Calls Change
-$338M

Top Buyers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$2.37B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$1.1B
3
Capital World Investors
3
Capital World Investors
California
$598M
4
Citadel Advisors
4
Citadel Advisors
Florida
$237M
5
Invesco
5
Invesco
Georgia
$710M

Top Sellers

1
Sanders Capital
1
Sanders Capital
Florida
$0
2
State Street
2
State Street
Massachusetts
$7.51B
3
Primecap Management
3
Primecap Management
California
$925M
4
Macquarie Group
4
Macquarie Group
Australia
$728M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$203M
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS AM
26
UBS AM
Illinois
$501M +$40M +219,536 +9%
Harris Associates
27
Harris Associates
Illinois
$481M -$74.7M -410,174 -13%
Dimensional Fund Advisors
28
Dimensional Fund Advisors
Texas
$469M -$35.1M -192,975 -7%
UBS Group
29
UBS Group
Switzerland
$461M +$114M +627,246 +33%
Charles Schwab
30
Charles Schwab
California
$441M +$4.5M +24,715 +1%
Boston Partners
31
Boston Partners
Massachusetts
$412M -$19.4M -106,509 -4%
Ameriprise
32
Ameriprise
Minnesota
$389M -$72.3M -397,292 -16%
Sumitomo Mitsui Trust Group
33
Sumitomo Mitsui Trust Group
Japan
$387M -$53.9M -296,067 -12%
Wells Fargo
34
Wells Fargo
California
$372M +$33M +181,025 +10%
Swiss National Bank
35
Swiss National Bank
Switzerland
$372M -$11.3M -62,000 -3%
Goldman Sachs
36
Goldman Sachs
New York
$366M +$98.7M +542,427 +37%
PPA
37
Parametric Portfolio Associates
Washington
$307M +$6.1M +33,514 +2%
TD Asset Management
38
TD Asset Management
Ontario, Canada
$271M +$31.8M +174,610 +13%
New York State Common Retirement Fund
39
New York State Common Retirement Fund
New York
$245M +$33.9M +186,100 +16%
Citadel Advisors
40
Citadel Advisors
Florida
$237M +$200M +1,100,912 +544%
California Public Employees Retirement System
41
California Public Employees Retirement System
California
$236M +$8.5M +46,702 +4%
Bank of Montreal
42
Bank of Montreal
Ontario, Canada
$226M +$32.5M +167,505 +17%
Manulife (Manufacturers Life Insurance)
43
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$219M -$9.04M -49,649 -4%
Deutsche Bank
44
Deutsche Bank
Germany
$218M -$2.85M -15,660 -1%
EVM
45
Eaton Vance Management
Massachusetts
$215M +$16.4M +90,275 +8%
AllianceBernstein
46
AllianceBernstein
Tennessee
$205M -$15.5M -85,263 -7%
JPMorgan Chase & Co
47
JPMorgan Chase & Co
New York
$203M -$128M -701,666 -39%
Diamond Hill Capital Management
48
Diamond Hill Capital Management
Ohio
$199M +$1.67M +9,192 +0.8%
Lazard Asset Management
49
Lazard Asset Management
New York
$192M +$33.1M +181,607 +21%
CS
50
Credit Suisse
Switzerland
$180M +$2.49M +13,666 +1%
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