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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$930M
2
Diamond Hill Capital Management
2
Diamond Hill Capital Management
Ohio
$162M
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$631M
4
Capital Research Global Investors
4
Capital Research Global Investors
California
$733M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$267M

Top Sellers

1
State Street
1
State Street
Massachusetts
$6.41B
2
Goldman Sachs
2
Goldman Sachs
New York
$219M
3
Citadel Advisors
3
Citadel Advisors
Florida
$30.2M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$6.91B
5
Macquarie Group
5
Macquarie Group
Australia
$703M
Name Holding Trade Value Shares
Change 		Shares
Change %
AAMU
26
Amundi Asset Management US
Massachusetts
$415M +$116M +776,925 +39%
Dimensional Fund Advisors
27
Dimensional Fund Advisors
Texas
$413M +$2.27M +15,193 +0.6%
Ameriprise
28
Ameriprise
Minnesota
$378M +$11.7M +78,278 +3%
UBS AM
29
UBS AM
Illinois
$378M +$26.2M +175,800 +7%
Sumitomo Mitsui Trust Group
30
Sumitomo Mitsui Trust Group
Japan
$362M -$27.6M -185,007 -7%
Charles Schwab
31
Charles Schwab
California
$358M -$16M -107,052 -4%
Boston Partners
32
Boston Partners
Massachusetts
$354M +$91.2M +611,594 +35%
Swiss National Bank
33
Swiss National Bank
Switzerland
$314M -$10.3M -68,800 -3%
UBS Group
34
UBS Group
Switzerland
$284M +$108M +725,477 +61%
Wells Fargo
35
Wells Fargo
California
$278M -$15.4M -103,447 -5%
JPMorgan Chase & Co
36
JPMorgan Chase & Co
New York
$267M +$118M +802,949 +79%
PPA
37
Parametric Portfolio Associates
Washington
$246M +$7.98M +53,534 +3%
AIG
38
American International Group
New York
$240M -$36.5M -244,397 -13%
Capital World Investors
39
Capital World Investors
California
$227M +$514K +3,447 +0.2%
Goldman Sachs
40
Goldman Sachs
New York
$219M -$149M -996,485 -40%
TD Asset Management
41
TD Asset Management
Ontario, Canada
$196M +$69.8M +467,671 +55%
Manulife (Manufacturers Life Insurance)
42
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$187M +$5.85M +39,221 +3%
California Public Employees Retirement System
43
California Public Employees Retirement System
California
$186M +$4.28M +28,702 +2%
Allianz Asset Management
44
Allianz Asset Management
Germany
$182M -$12.3M -82,802 -6%
AllianceBernstein
45
AllianceBernstein
Tennessee
$181M +$33M +221,193 +22%
Deutsche Bank
46
Deutsche Bank
Germany
$181M -$14.2M -94,942 -7%
New York State Common Retirement Fund
47
New York State Common Retirement Fund
New York
$173M -$7.99M -53,547 -4%
EVM
48
Eaton Vance Management
Massachusetts
$163M -$1.49M -10,001 -0.9%
Diamond Hill Capital Management
49
Diamond Hill Capital Management
Ohio
$162M +$162M +1,085,298 New
Bank of Montreal
50
Bank of Montreal
Ontario, Canada
$151M -$9.4M -62,002 -6%
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