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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$320M +$16M +135,305 +6%
Charles Schwab
27
Charles Schwab
California
$317M -$7.34M -61,908 -2%
Goldman Sachs
28
Goldman Sachs
New York
$312M -$20.9M -176,403 -7%
Ameriprise
29
Ameriprise
Minnesota
$311M +$58.9M +496,385 +25%
UBS AM
30
UBS AM
Illinois
$298M -$32.9M -277,914 -11%
Swiss National Bank
31
Swiss National Bank
Switzerland
$275M +$3.64M +30,700 +1%
AAMU
32
Amundi Asset Management US
Massachusetts
$253M +$16.2M +136,484 +7%
Wells Fargo
33
Wells Fargo
California
$249M +$23.5M +198,447 +11%
AIG
34
American International Group
New York
$234M -$36.4M -306,891 -14%
Boston Partners
35
Boston Partners
Massachusetts
$223M +$35.6M +300,427 +21%
PPA
36
Parametric Portfolio Associates
Washington
$202M -$15.6M -131,822 -8%
Capital World Investors
37
Capital World Investors
California
$192M +$1.03M +8,727 +0.6%
T. Rowe Price Associates
38
T. Rowe Price Associates
Maryland
$179M -$41.3M -348,469 -20%
Deutsche Bank
39
Deutsche Bank
Germany
$165M -$13.1M -110,369 -8%
Allianz Asset Management
40
Allianz Asset Management
Germany
$165M -$25.9M -218,876 -14%
California Public Employees Retirement System
41
California Public Employees Retirement System
California
$154M +$473K +3,987 +0.3%
New York State Common Retirement Fund
42
New York State Common Retirement Fund
New York
$153M -$4.41M -37,200 -3%
Manulife (Manufacturers Life Insurance)
43
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$152M -$7.98M -67,321 -5%
UBS Group
44
UBS Group
Switzerland
$149M -$63M -531,554 -31%
EVM
45
Eaton Vance Management
Massachusetts
$139M -$10.9M -92,005 -8%
Bank of Montreal
46
Bank of Montreal
Ontario, Canada
$133M -$31M -261,410 -20%
Citadel Advisors
47
Citadel Advisors
Florida
$130M +$122M +1,027,732 New
JP Morgan Chase
48
JP Morgan Chase
New York
$128M +$17.7M +149,137 +17%
CS
49
Credit Suisse
Switzerland
$127M +$2.81M +23,711 +2%
AllianceBernstein
50
AllianceBernstein
Tennessee
$126M +$18.4M +154,815 +18%

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.