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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
1
Macquarie Group
Australia
$384M
2
Capital International Investors
2
Capital International Investors
California
$575M
3
Invesco
3
Invesco
Georgia
$399M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$782M
5
Boston Partners
5
Boston Partners
Massachusetts
$169M

Top Sellers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$205M
2
Capital World Investors
2
Capital World Investors
California
$175M
3
Primecap Management
3
Primecap Management
California
$904M
4
Ameriprise
4
Ameriprise
Minnesota
$227M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$0
Name Market Value Shares Shares
Change 		Shares
Change %
UBS AM
26
UBS AM
Illinois
$306M 2,634,870 +115,021 +5%
Dimensional Fund Advisors
27
Dimensional Fund Advisors
Texas
$304M 2,621,913 +140,061 +6%
Charles Schwab
28
Charles Schwab
California
$298M 2,566,495 +51,255 +2%
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$278M 2,395,560 -868,612 -27%
AIG
30
American International Group
New York
$250M 2,158,495 -351,785 -14%
Swiss National Bank
31
Swiss National Bank
Switzerland
$249M 2,144,942 +371,000 +21%
Ameriprise
32
Ameriprise
Minnesota
$227M 1,962,455 -1,125,796 -36%
Capital Research Global Investors
33
Capital Research Global Investors
California
$226M 1,945,514 +653,415 +51%
AAMU
34
Amundi Asset Management US
Massachusetts
$217M 1,866,251 +739,408 +66%
Wells Fargo
35
Wells Fargo
California
$205M 1,769,409 -311,443 -15%
T. Rowe Price Associates
36
T. Rowe Price Associates
Maryland
$205M 1,763,760 -1,637,336 -48%
PPA
37
Parametric Portfolio Associates
Washington
$201M 1,729,035 +38,533 +2%
UBS Group
38
UBS Group
Switzerland
$199M 1,712,896 +735,081 +75%
Lazard Asset Management
39
Lazard Asset Management
New York
$196M 1,690,248 -22,859 -1%
Allianz Asset Management
40
Allianz Asset Management
Germany
$176M 1,519,788 -482,906 -24%
Capital World Investors
41
Capital World Investors
California
$175M 1,507,069 -1,633,930 -52%
Boston Partners
42
Boston Partners
Massachusetts
$169M 1,458,394 +1,011,967 +227%
Deutsche Bank
43
Deutsche Bank
Germany
$165M 1,417,841 -44,201 -3%
Bank of Montreal
44
Bank of Montreal
Ontario, Canada
$154M 1,319,692 -556,488 -30%
Manulife (Manufacturers Life Insurance)
45
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$148M 1,278,643 -1,086 -0.1%
New York State Common Retirement Fund
46
New York State Common Retirement Fund
New York
$145M 1,250,250 -8,600 -0.7%
California Public Employees Retirement System
47
California Public Employees Retirement System
California
$141M 1,215,989 -86,235 -7%
EVM
48
Eaton Vance Management
Massachusetts
$139M 1,194,128 +23,127 +2%
WRF
49
Waddell & Reed Financial
Kansas
$134M 1,153,177 +21,857 +2%
CS
50
Credit Suisse
Switzerland
$114M 983,926 -73,022 -7%
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