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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
1
Sanders Capital
Florida
$375M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$6.5B
3
Harris Associates
3
Harris Associates
Illinois
$448M
4
DCM
4
Discovery Capital Management
Connecticut
$100M
5
LSV Asset Management
5
LSV Asset Management
Illinois
$78.9M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.4B
2
Jennison Associates
2
Jennison Associates
New York
$49.7M
3
SCM
3
Suvretta Capital Management
New York
$0
4
Fidelity Investments
4
Fidelity Investments
Massachusetts
$382M
5
Janus Henderson Group
5
Janus Henderson Group
United Kingdom
$93.7M
Name Market Value Shares Shares
Change 		Shares
Change %
Deutsche Bank
26
Deutsche Bank
Germany
$319M 2,508,062 +289,414 +13%
Sumitomo Mitsui Trust Group
27
Sumitomo Mitsui Trust Group
Japan
$318M 2,534,233 +243,802 +11%
ClearBridge Investments
28
ClearBridge Investments
New York
$315M 2,480,510 -75,890 -3%
Charles Schwab
29
Charles Schwab
California
$310M 2,440,901 +69,950 +3%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$301M 2,371,648 -195,112 -8%
Ameriprise
31
Ameriprise
Minnesota
$279M 2,192,963 -557,165 -20%
Dimensional Fund Advisors
32
Dimensional Fund Advisors
Texas
$272M 2,139,889 -24,097 -1%
Citadel Advisors
33
Citadel Advisors
Florida
$263M 2,067,972 +317,745 +18%
Swiss National Bank
34
Swiss National Bank
Switzerland
$245M 1,931,916 +23,300 +1%
Adage Capital Partners
35
Adage Capital Partners
Massachusetts
$245M 1,925,170 +589,609 +44%
T. Rowe Price Associates
36
T. Rowe Price Associates
Maryland
$236M 1,855,747 -254,895 -12%
Prudential Financial
37
Prudential Financial
New Jersey
$234M 1,839,604 -109,365 -6%
PPA
38
Parametric Portfolio Associates
Washington
$207M 1,627,408 +99,237 +6%
UBS Group
39
UBS Group
Switzerland
$197M 1,550,029 +180,027 +13%
Manulife (Manufacturers Life Insurance)
40
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$187M 1,473,429 -45,793 -3%
PP
41
Prudential plc
United Kingdom
$175M 1,378,191 -22,100 -2%
New York State Common Retirement Fund
42
New York State Common Retirement Fund
New York
$170M 1,334,450 -79,400 -6%
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
$166M 1,310,235 -116,513 -8%
IAM
44
Impala Asset Management
Florida
$161M 1,268,908 -301,387 -19%
Invesco
45
Invesco
Georgia
$158M 1,244,553 -204,729 -14%
California Public Employees Retirement System
46
California Public Employees Retirement System
California
$152M 1,195,010 -100,851 -8%
CS
47
Credit Suisse
Switzerland
$144M 1,137,127 +49,899 +5%
EVM
48
Eaton Vance Management
Massachusetts
$137M 1,077,659 -61,241 -5%
TA
49
Teachers Advisors
New York
$133M 1,044,312 -276,879 -21%
Asset Management One
50
Asset Management One
Japan
$127M 998,723 -10,342 -1%
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