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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$391M +$81.3M +574,628 +29%
ClearBridge Investments
27
ClearBridge Investments
New York
$390M +$3.97M +28,092 +1%
Harris Associates
28
Harris Associates
Illinois
$388M +$40.7M +287,600 +13%
Charles Schwab
29
Charles Schwab
California
$362M +$1.08M +7,608 +0.3%
Sumitomo Mitsui Trust Group
30
Sumitomo Mitsui Trust Group
Japan
$349M +$7.2M +50,927 +2%
Deutsche Bank
31
Deutsche Bank
Germany
$338M -$202M -1,431,601 -39%
Dimensional Fund Advisors
32
Dimensional Fund Advisors
Texas
$330M +$2.37M +16,752 +0.8%
T. Rowe Price Associates
33
T. Rowe Price Associates
Maryland
$322M +$148M +1,044,894 +98%
Prudential Financial
34
Prudential Financial
New Jersey
$297M -$14.5M -102,175 -5%
Swiss National Bank
35
Swiss National Bank
Switzerland
$291M -$9.53M -67,400 -3%
Citadel Advisors
36
Citadel Advisors
Florida
$267M -$220M -1,557,112 -47%
Janus Henderson Group
37
Janus Henderson Group
United Kingdom
$255M -$40.1M -283,772 -14%
Schroder Investment Management Group
38
Schroder Investment Management Group
United Kingdom
$245M +$33.8M +238,948 +17%
IAM
39
Impala Asset Management
Florida
$239M +$29.5M +208,691 +15%
PPA
40
Parametric Portfolio Associates
Washington
$233M -$3.56M -25,157 -2%
Manulife (Manufacturers Life Insurance)
41
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$232M +$41.9M +296,412 +24%
Invesco
42
Invesco
Georgia
$221M -$3.25M -23,007 -2%
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
$218M +$36.7M +259,226 +22%
New York State Common Retirement Fund
44
New York State Common Retirement Fund
New York
$216M -$2.16M -15,250 -1%
PP
45
Prudential plc
United Kingdom
$214M -$26.4M -186,627 -12%
UBS Group
46
UBS Group
Switzerland
$209M +$5.17M +36,574 +3%
Adage Capital Partners
47
Adage Capital Partners
Massachusetts
$204M +$53.2M +375,900 +39%
TA
48
Teachers Advisors
New York
$201M -$26.5M -187,216 -12%
AAMU
49
Amundi Asset Management US
Massachusetts
$198M +$16.6M +117,533 +10%
California Public Employees Retirement System
50
California Public Employees Retirement System
California
$198M -$19.6M -138,476 -10%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.