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Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
Charles Schwab
26
Charles Schwab
California
$321M -$2.59M -17,336 -0.7%
UBS AM
27
UBS AM
Illinois
$309M +$7.82M +52,320 +2%
Harris Associates
28
Harris Associates
Illinois
$306M -$53.8M -359,877 -14%
Sumitomo Mitsui Trust Group
29
Sumitomo Mitsui Trust Group
Japan
$304M +$21.8M +145,707 +7%
Dimensional Fund Advisors
30
Dimensional Fund Advisors
Texas
$291M +$22.7M +151,960 +8%
Prudential Financial
31
Prudential Financial
New Jersey
$278M +$9M +60,259 +3%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$270M -$2.7M -18,046 -0.9%
Swiss National Bank
33
Swiss National Bank
Switzerland
$268M +$10M +67,200 +4%
Janus Henderson Group
34
Janus Henderson Group
United Kingdom
$266M +$55.9M +374,038 +24%
PP
35
Prudential plc
United Kingdom
$215M +$12M +80,350 +5%
PPA
36
Parametric Portfolio Associates
Washington
$211M -$2.26M -15,117 -1%
TA
37
Teachers Advisors
New York
$205M -$61.4M -410,603 -21%
WRF
38
Waddell & Reed Financial
Kansas
$203M -$38.7M -258,740 -15%
Invesco
39
Invesco
Georgia
$200M -$18.3M -122,282 -8%
AQR Capital Management
40
AQR Capital Management
Connecticut
$196M +$44.1M +295,227 +26%
California Public Employees Retirement System
41
California Public Employees Retirement System
California
$195M -$2.99M -20,026 -1%
New York State Common Retirement Fund
42
New York State Common Retirement Fund
New York
$194M -$3.9M -26,100 -2%
Schroder Investment Management Group
43
Schroder Investment Management Group
United Kingdom
$186M +$24M +160,650 +13%
IAM
44
Impala Asset Management
Florida
$185M +$6.69M +44,794 +3%
UBS Group
45
UBS Group
Switzerland
$181M -$32.7M -218,701 -14%
Mitsubishi UFJ Trust & Banking
46
Mitsubishi UFJ Trust & Banking
Japan
$168M +$3.25M +21,760 +2%
Manulife (Manufacturers Life Insurance)
47
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$166M -$12.3M -82,037 -6%
CS
48
Credit Suisse
Switzerland
$162M +$40.1M +268,468 +29%
AAMU
49
Amundi Asset Management US
Massachusetts
$161M +$33.8M +226,234 +24%
Bank of Montreal
50
Bank of Montreal
Ontario, Canada
$158M -$38M -254,100 -18%

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.