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Caterpillar
CAT

Overview Fund Activity

1,270 hedge funds and large institutions have $51.4B invested in Caterpillar in 2017 Q3 according to their latest regulatory filings, with 130 funds opening new positions, 432 increasing their positions, 487 reducing their positions, and 43 closing their positions.

Holders
1,270
Holders Change
+78
Holders Change %
+6.54%
% of All Funds
31.71%
Holding in Top 10
41
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+28.13%
% of All Funds
1.02%
New
130
Increased
432
Reduced
487
Closed
43
Calls
$1.29B
Puts
$1.86B
Net Calls
-$573M
Net Calls Change
+$76.6M

Top Buyers

1
Two Sigma Advisers
1
Two Sigma Advisers
New York
$286M
2
Jennison Associates
2
Jennison Associates
New York
$328M
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$217M
4
Goldman Sachs
4
Goldman Sachs
New York
$542M
5
Vanguard Group
5
Vanguard Group
Pennsylvania
$5.27B

Top Sellers

1
Invesco
1
Invesco
Georgia
$442M
2
State Street
2
State Street
Massachusetts
$6.15B
3
Renaissance Technologies
3
Renaissance Technologies
New York
$134M
4
Harris Associates
4
Harris Associates
Illinois
$668M
5
Capital Research Global Investors
5
Capital Research Global Investors
California
$154M
Name Market Value Shares Shares
Change 		Shares
Change %
Charles Schwab
26
Charles Schwab
California
$271M 2,176,743 +78,039 +4%
Swiss National Bank
27
Swiss National Bank
Switzerland
$271M 2,171,716 +28,900 +1%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$258M 2,066,138 -28,271 -1%
Dimensional Fund Advisors
29
Dimensional Fund Advisors
Texas
$251M 2,010,239 +27,509 +1%
Sumitomo Mitsui Trust Group
30
Sumitomo Mitsui Trust Group
Japan
$250M 2,000,773 -4,350 -0.2%
UBS AM
31
UBS AM
Illinois
$241M 1,933,627 +5,482 +0.3%
EVM
32
Eaton Vance Management
Massachusetts
$231M 1,854,447 -91,139 -5%
PP
33
Prudential plc
United Kingdom
$225M 1,805,900 -102,020 -5%
T. Rowe Price Associates
34
T. Rowe Price Associates
Maryland
$222M 1,782,270 -59,944 -3%
Allianz Asset Management
35
Allianz Asset Management
Germany
$222M 1,777,835 -58,705 -3%
JPMorgan Chase & Co
36
JPMorgan Chase & Co
New York
$217M 1,729,753 +1,232,374 +248%
PPA
37
Parametric Portfolio Associates
Washington
$205M 1,642,402 +73,333 +5%
TA
38
Teachers Advisors
New York
$194M 1,559,052 +123,817 +9%
Ameriprise
39
Ameriprise
Minnesota
$194M 1,552,266 +311,596 +25%
California Public Employees Retirement System
40
California Public Employees Retirement System
California
$192M 1,539,306 +62,271 +4%
Millennium Management
41
Millennium Management
New York
$187M 1,503,354 +467,660 +45%
New York State Common Retirement Fund
42
New York State Common Retirement Fund
New York
$186M 1,495,130 -26,850 -2%
Two Sigma Investments
43
Two Sigma Investments
New York
$175M 1,404,696 +634,124 +82%
Citadel Advisors
44
Citadel Advisors
Florida
$173M 1,385,026 -754,068 -35%
Manulife (Manufacturers Life Insurance)
45
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$167M 1,337,783 -136,226 -9%
WRF
46
Waddell & Reed Financial
Kansas
$161M 1,292,291 +672,067 +108%
Capital Research Global Investors
47
Capital Research Global Investors
California
$154M 1,236,297 -1,200,000 -49%
AllianceBernstein
48
AllianceBernstein
Tennessee
$151M 1,213,674 +26,558 +2%
Mitsubishi UFJ Trust & Banking
49
Mitsubishi UFJ Trust & Banking
Japan
$151M 1,213,477 -3,044 -0.3%
HSBC Holdings
50
HSBC Holdings
United Kingdom
$150M 1,204,736 +331,616 +38%
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