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Caterpillar

CAT

Market cap $430B

1,271 hedge funds and large institutions have $51.4B invested in Caterpillar in 2017 Q3 according to their latest regulatory filings, with 130 funds opening new positions, 433 increasing their positions, 487 reducing their positions, and 43 closing their positions.

New

Increased

Maintained

Reduced

Closed

202% more first-time investments, than exits

New positions opened: 130 | Existing positions closed: 43

28% more funds holding in top 10

Funds holding in top 10: 32 → 41 (+9)

16% more capital invested

Capital invested by funds: $44.5B → $51.4B (+$6.97B)

7% more funds holding

Funds holding: 1,193 → 1,271 (+78)

0.47% less ownership

Funds ownership: 70.28% → 69.81% (-0.47%)

11% less repeat investments, than reductions

Existing positions increased: 433 | Existing positions reduced: 487

31% less call options, than puts

Call options by funds: $1.29B | Put options by funds: $1.86B

Holders

1,271

Holders Change

+78

Holders Change %

+6.54%

% of All Funds

31.69%

Holding in Top 10

Holding in Top 10 Change

Holding in Top 10 Change %

+28.13%

% of All Funds

1.02%

New

130

Increased

433

Reduced

487

Closed

Calls

$1.29B

Puts

$1.86B

Net Calls

-$573M

Net Calls Change

+$76.6M

Top Buyers

1	Two Sigma Advisers New York	+$219M
2	Jennison Associates New York	+$177M
3	JP Morgan Chase New York	+$142M
4	Goldman Sachs New York	+$118M
5	Vanguard Group Malvern, Pennsylvania	+$115M

Top Sellers

1	Invesco Atlanta, Georgia	-$479M
2	State Street Boston, Massachusetts	-$185M
3	Renaissance Technologies New York	-$165M
4	Harris Associates Chicago, Illinois	-$162M
5	Capital Research Global Investors Los Angeles, California	-$138M

#	Name	Holding	Trade Value	Shares Change	Change in Stake
26	26 Charles Schwab San Francisco, California	$271M	+$8.99M	+78,039	+4%
27	27 Swiss National Bank Zurich, Switzerland	$271M	+$3.33M	+28,900	+1%
28	28 Royal Bank of Canada Toronto, Ontario, Canada	$258M	-$3.26M	-28,271	-1%
29	29 Dimensional Fund Advisors Austin, Texas	$251M	+$3.17M	+27,509	+1%
30	30 Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan	$250M	-$501K	-4,350	-0.2%
31	31 UBS AM Chicago, Illinois	$241M	+$631K	+5,482	+0.3%
32	EVM 32 Eaton Vance Management Boston, Massachusetts	$231M	-$10.5M	-91,139	-5%
33	PP 33 Prudential plc London, England, United Kingdom	$225M	-$11.7M	-102,020	-5%
34	34 T. Rowe Price Associates Baltimore, Maryland	$222M	-$6.9M	-59,944	-3%
35	35 Allianz Asset Management Munich, Germany	$222M	-$6.76M	-58,705	-3%
36	36 JP Morgan Chase New York	$217M	+$142M	+1,232,374	+248%
37	PPA 37 Parametric Portfolio Associates Seattle, Washington	$205M	+$8.45M	+73,333	+5%
38	TA 38 Teachers Advisors New York	$194M	+$14.3M	+123,817	+9%
39	39 Ameriprise Minneapolis, Minnesota	$194M	+$35.9M	+311,596	+25%
40	40 California Public Employees Retirement System Sacramento, California	$192M	+$7.17M	+62,271	+4%
41	41 Millennium Management New York	$187M	+$53.9M	+467,660	+45%
42	42 New York State Common Retirement Fund Albany, New York	$186M	-$3.09M	-26,850	-2%
43	43 Two Sigma Investments New York	$175M	+$73M	+634,124	+82%
44	44 Citadel Advisors Miami, Florida	$173M	-$86.8M	-754,068	-35%
45	45 Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada	$167M	-$15.7M	-136,226	-9%
46	WRF 46 Waddell & Reed Financial Overland Park, Kansas	$161M	+$77.4M	+672,067	+108%
47	47 Capital Research Global Investors Los Angeles, California	$154M	-$138M	-1,200,000	-49%
48	48 AllianceBernstein Nashville, Tennessee	$151M	+$3.06M	+26,558	+2%
49	49 Mitsubishi UFJ Trust & Banking Tokyo, Japan	$151M	-$351K	-3,044	-0.3%
50	50 HSBC Holdings London, United Kingdom	$150M	+$38.2M	+331,616	+38%