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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$1.46B
2
Capital World Investors
2
Capital World Investors
California
$1.92B
3
Morgan Stanley
3
Morgan Stanley
New York
$838M
4
CCI
4
Columbus Circle Investors
$108M
5
Vanguard Group
5
Vanguard Group
Pennsylvania
$3.48B

Top Sellers

1
Harris Associates
1
Harris Associates
Illinois
$968M
2
Massachusetts Financial Services
2
Massachusetts Financial Services
Massachusetts
$0
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$776M
4
Capital Research Global Investors
4
Capital Research Global Investors
California
$1.51B
5
State Street
5
State Street
Massachusetts
$4.97B
Name Market Value Shares Shares
Change 		Shares
Change %
Charles Schwab
26
Charles Schwab
California
$248M 2,675,810 +83,231 +3%
Wells Fargo
27
Wells Fargo
California
$248M 2,673,383 -153,534 -5%
TCIM
28
TIAA CREF Investment Management
New York
$212M 2,282,265 -108,931 -5%
UBS AM
29
UBS AM
Illinois
$206M 2,218,953 +14,913 +0.7%
PP
30
Prudential plc
United Kingdom
$187M 2,017,387 +192,700 +11%
Sumitomo Mitsui Trust Group
31
Sumitomo Mitsui Trust Group
Japan
$182M 1,962,193 -5,608 -0.3%
EVM
32
Eaton Vance Management
Massachusetts
$181M 1,956,739 +98,879 +5%
PPA
33
Parametric Portfolio Associates
Washington
$164M 1,764,515 +270,057 +18%
Swiss National Bank
34
Swiss National Bank
Switzerland
$151M 1,627,116 +9,800 +0.6%
California Public Employees Retirement System
35
California Public Employees Retirement System
California
$149M 1,604,735 -63,100 -4%
New York State Common Retirement Fund
36
New York State Common Retirement Fund
New York
$143M 1,538,100 -43,900 -3%
Lord, Abbett & Co
37
Lord, Abbett & Co
New Jersey
$134M 1,444,316 +817,702 +130%
JPMorgan Chase & Co
38
JPMorgan Chase & Co
New York
$127M 1,371,861 +51,752 +4%
CS
39
Credit Suisse
Switzerland
$125M 1,345,889 +79,109 +6%
BlackRock
40
BlackRock
New York
$124M 1,339,481 +102,535 +8%
APG Asset Management
41
APG Asset Management
Netherlands
$120M 1,366,397 -492,404 -26%
Manulife (Manufacturers Life Insurance)
42
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$117M 1,265,868 -482,225 -28%
Deutsche Bank
43
Deutsche Bank
Germany
$115M 1,243,078 -876,540 -41%
BIM
44
BlackRock Investment Management
Delaware
$111M 1,197,051 +72,441 +6%
California State Teachers Retirement System (CalSTRS)
45
California State Teachers Retirement System (CalSTRS)
California
$111M 1,196,705 -30,700 -3%
UBS Group
46
UBS Group
Switzerland
$110M 1,188,233 +7,771 +0.7%
Mitsubishi UFJ Trust & Banking
47
Mitsubishi UFJ Trust & Banking
Japan
$110M 1,184,006 -25,821 -2%
CCI
48
Columbus Circle Investors
$108M 1,164,995 +1,164,995 New
T. Rowe Price Associates
49
T. Rowe Price Associates
Maryland
$107M 1,156,282 +17,700 +2%
Credit Agricole
50
Credit Agricole
France
$104M 1,122,961 +20,392 +2%
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