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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$1.11B
2
Capital World Investors
2
Capital World Investors
California
$1.62B
3
Morgan Stanley
3
Morgan Stanley
New York
$631M
4
American Century Companies
4
American Century Companies
Missouri
$173M
5
EVM
5
Eaton Vance Management
Massachusetts
$165M

Top Sellers

1
Capital International Investors
1
Capital International Investors
California
$40.9M
2
Harris Associates
2
Harris Associates
Illinois
$1.12B
3
State Street
3
State Street
Massachusetts
$4.85B
4
Massachusetts Financial Services
4
Massachusetts Financial Services
Massachusetts
$154M
5
VFA
5
Virtus Fund Advisers
Connecticut
$117K
Name Market Value Shares Shares
Change 		Shares
Change %
Goldman Sachs
26
Goldman Sachs
New York
$240M 2,699,588 +631,934 +31%
Charles Schwab
27
Charles Schwab
California
$230M 2,592,579 +104,913 +4%
UBS AM
28
UBS AM
Illinois
$196M 2,204,040 +5,935 +0.3%
Deutsche Bank
29
Deutsche Bank
Germany
$188M 2,119,618 -93,194 -4%
Sumitomo Mitsui Trust Group
30
Sumitomo Mitsui Trust Group
Japan
$175M 1,967,801 +231,957 +13%
American Century Companies
31
American Century Companies
Missouri
$173M 1,950,337 +1,383,903 +244%
APG Asset Management
32
APG Asset Management
Netherlands
$165M 1,858,801 -219,300 -11%
EVM
33
Eaton Vance Management
Massachusetts
$165M 1,857,860 +1,363,002 +275%
PP
34
Prudential plc
United Kingdom
$162M 1,824,687 -252,106 -12%
Manulife (Manufacturers Life Insurance)
35
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$155M 1,748,093 -101,211 -5%
Massachusetts Financial Services
36
Massachusetts Financial Services
Massachusetts
$154M 1,738,592 -713,804 -29%
California Public Employees Retirement System
37
California Public Employees Retirement System
California
$148M 1,667,835 -55,000 -3%
Swiss National Bank
38
Swiss National Bank
Switzerland
$144M 1,617,316 -15,000 -0.9%
New York State Common Retirement Fund
39
New York State Common Retirement Fund
New York
$140M 1,582,000 -126,900 -7%
PPA
40
Parametric Portfolio Associates
Washington
$133M 1,494,458 +96,671 +7%
HSBC Holdings
41
HSBC Holdings
United Kingdom
$121M 1,360,488 +306,793 +29%
JPMorgan Chase & Co
42
JPMorgan Chase & Co
New York
$117M 1,320,109 +709,880 +116%
CS
43
Credit Suisse
Switzerland
$112M 1,266,780 -393,137 -24%
BlackRock
44
BlackRock
New York
$110M 1,236,946 +43,006 +4%
California State Teachers Retirement System (CalSTRS)
45
California State Teachers Retirement System (CalSTRS)
California
$109M 1,227,405 +10,300 +0.8%
Mitsubishi UFJ Trust & Banking
46
Mitsubishi UFJ Trust & Banking
Japan
$107M 1,209,827 +28,013 +2%
UBS Group
47
UBS Group
Switzerland
$105M 1,180,462 +14,758 +1%
T. Rowe Price Associates
48
T. Rowe Price Associates
Maryland
$101M 1,138,582 +16,590 +1%
BIM
49
BlackRock Investment Management
Delaware
$99.8M 1,124,610 -39,811 -3%
Credit Agricole
50
Credit Agricole
France
$97.9M 1,102,569 -1,846 -0.2%
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