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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Market Value Shares Shares
Change 		Shares
Change %
Goldman Sachs
26
Goldman Sachs
New York
$152M 2,321,389 +894,507 +63%
UBS AM
27
UBS AM
Illinois
$149M 2,280,004 -202,557 -8%
Dimensional Fund Advisors
28
Dimensional Fund Advisors
Texas
$144M 2,196,989 +962,236 +78%
Charles Schwab
29
Charles Schwab
California
$136M 2,081,845 +21,155 +1%
PP
30
Prudential plc
United Kingdom
$133M 2,038,863 +331,700 +19%
New York State Common Retirement Fund
31
New York State Common Retirement Fund
New York
$118M 1,808,800 +76,381 +4%
Barclays
32
Barclays
United Kingdom
$116M 1,785,626 +781,513 +78%
Massachusetts Financial Services
33
Massachusetts Financial Services
Massachusetts
$115M 1,755,002 +1,617,257 +1,174%
California Public Employees Retirement System
34
California Public Employees Retirement System
California
$114M 1,747,035 -43,600 -2%
Fidelity Investments
35
Fidelity Investments
Massachusetts
$112M 1,717,674 -784,045 -31%
CS
36
Credit Suisse
Switzerland
$111M 1,699,106 -1,333,149 -44%
Sumitomo Mitsui Trust Group
37
Sumitomo Mitsui Trust Group
Japan
$109M 1,668,716 +94,037 +6%
APG Asset Management
38
APG Asset Management
Netherlands
$101M 1,548,274 +35,714 +2%
T. Rowe Price Associates
39
T. Rowe Price Associates
Maryland
$91.5M 1,399,276 +20,410 +1%
BlackRock
40
BlackRock
New York
$91M 1,392,384 +78,258 +6%
BGIM
41
Brandywine Global Investment Management
Pennsylvania
$79.2M 1,211,700 +400,034 +49%
TCIM
42
TIAA CREF Investment Management
New York
$77.8M 1,190,893 -603,752 -34%
BIM
43
BlackRock Investment Management
Delaware
$76.8M 1,175,693 +39,980 +4%
Credit Agricole
44
Credit Agricole
France
$74.9M 1,145,610 -112,475 -9%
Mitsubishi UFJ Trust & Banking
45
Mitsubishi UFJ Trust & Banking
Japan
$74.5M 1,140,495 +18,565 +2%
California State Teachers Retirement System (CalSTRS)
46
California State Teachers Retirement System (CalSTRS)
California
$73.8M 1,129,837 +27,360 +2%
AllianceBernstein
47
AllianceBernstein
Tennessee
$72.8M 1,113,507 -256,986 -19%
PPA
48
Parametric Portfolio Associates
Washington
$72.4M 1,108,152 +104,482 +10%
New York State Teachers Retirement System (NYSTRS)
49
New York State Teachers Retirement System (NYSTRS)
New York
$70.6M 1,080,204 -7,296 -0.7%
Prudential Financial
50
Prudential Financial
New Jersey
$68.8M 1,052,360 -168,600 -14%
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