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Caterpillar
CAT

Overview Fund Activity

1,114 hedge funds and large institutions have $31.5B invested in Caterpillar in 2015 Q1 according to their latest regulatory filings, with 82 funds opening new positions, 401 increasing their positions, 476 reducing their positions, and 152 closing their positions.

Holders
1,114
Holders Change
-84
Holders Change %
-7.01%
% of All Funds
29.71%
Holding in Top 10
8
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-38.46%
% of All Funds
0.21%
New
82
Increased
401
Reduced
476
Closed
152
Calls
$816M
Puts
$1.85B
Net Calls
-$1.03B
Net Calls Change
-$567M

Top Buyers

1
Harris Associates
1
Harris Associates
Illinois
$646M
2
Franklin Resources
2
Franklin Resources
California
$612M
3
Wellington Management Group
3
Wellington Management Group
Massachusetts
$893M
4
Capital World Investors
4
Capital World Investors
California
$1.33B
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$135M

Top Sellers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$292M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$88.4M
3
EVM
3
Eaton Vance Management
Massachusetts
$85.4M
4
HCM
4
Herndon Capital Management
Georgia
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$267M
Name Market Value Shares Shares
Change 		Shares
Change %
Legal & General Group
26
Legal & General Group
United Kingdom
$201M 2,508,983 -19,182 -0.8%
Wells Fargo
27
Wells Fargo
California
$200M 2,495,432 +246,090 +11%
TCIM
28
TIAA CREF Investment Management
New York
$189M 2,360,664 +494,169 +26%
Charles Schwab
29
Charles Schwab
California
$186M 2,325,279 +187,168 +9%
Lord, Abbett & Co
30
Lord, Abbett & Co
New Jersey
$186M 2,323,600 +83,200 +4%
UBS AM
31
UBS AM
Illinois
$161M 2,017,642 -257,400 -11%
Deutsche Bank
32
Deutsche Bank
Germany
$152M 1,893,682 -39,182 -2%
CS
33
Credit Suisse
Switzerland
$150M 1,871,362 -399,680 -18%
California Public Employees Retirement System
34
California Public Employees Retirement System
California
$146M 1,826,829 – –
BlackRock
35
BlackRock
New York
$136M 1,698,688 +250,032 +17%
Westfield Capital Management
36
Westfield Capital Management
Massachusetts
$135M 1,684,789 +492,096 +41%
Susquehanna International Group
37
Susquehanna International Group
Pennsylvania
$135M 1,682,116 +1,187,458 +240%
New York State Common Retirement Fund
38
New York State Common Retirement Fund
New York
$133M 1,666,899 -43,797 -3%
HSBC Holdings
39
HSBC Holdings
United Kingdom
$131M 1,636,887 +99,862 +6%
Sumitomo Mitsui Trust Group
40
Sumitomo Mitsui Trust Group
Japan
$129M 1,612,034 +119,719 +8%
PP
41
Prudential plc
United Kingdom
$126M 1,572,791 +149,923 +11%
Fayez Sarofim & Co
42
Fayez Sarofim & Co
Texas
$123M 1,533,014 -35,431 -2%
T. Rowe Price Associates
43
T. Rowe Price Associates
Maryland
$120M 1,499,816 -629,123 -30%
AllianceBernstein
44
AllianceBernstein
Tennessee
$120M 1,497,266 -801,140 -35%
APG Asset Management
45
APG Asset Management
Netherlands
$114M 1,427,275 -7,497 -0.5%
Credit Agricole
46
Credit Agricole
France
$107M 1,332,348 -328,935 -20%
SG Americas Securities
47
SG Americas Securities
New York
$102M 1,279,483 +560,983 +78%
MAA
48
Managed Account Advisors
New Jersey
$101M 1,258,245 -372,472 -23%
Royal Bank of Canada
49
Royal Bank of Canada
Ontario, Canada
$97.4M 1,217,027 -419,147 -26%
California State Teachers Retirement System (CalSTRS)
50
California State Teachers Retirement System (CalSTRS)
California
$94.6M 1,181,460 -10,612 -0.9%
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