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Caterpillar
CAT

Overview Fund Activity

1,144 hedge funds and large institutions have $40.4B invested in Caterpillar in 2014 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 375 increasing their positions, 511 reducing their positions, and 61 closing their positions.

Holders
1,144
Holders Change
-25
Holders Change %
-2.14%
% of All Funds
33.22%
Holding in Top 10
20
Holding in Top 10 Change
-12
Holding in Top 10 Change %
-37.5%
% of All Funds
0.58%
New
50
Increased
375
Reduced
511
Closed
61
Calls
$841M
Puts
$2.01B
Net Calls
-$1.16B
Net Calls Change
-$748M

Top Buyers

1
WRF
1
Waddell & Reed Financial
Kansas
$759M
2
HCM
2
Herndon Capital Management
Georgia
$148M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$266M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$3.74B
5
Wellington Management Group
5
Wellington Management Group
Massachusetts
$514M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.87B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$988M
3
Norges Bank
3
Norges Bank
Norway
$349M
4
Goldman Sachs
4
Goldman Sachs
New York
$206M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$331M
Name Market Value Shares Shares
Change 		Shares
Change %
CS
26
Credit Suisse
Switzerland
$260M 2,625,370 +438,720 +20%
Deutsche Bank
27
Deutsche Bank
Germany
$246M 2,486,900 +557,477 +29%
LSV Asset Management
28
LSV Asset Management
Illinois
$240M 2,423,709 +69,250 +3%
UBS AM
29
UBS AM
Illinois
$228M 2,299,086 +13,138 +0.6%
Wells Fargo
30
Wells Fargo
California
$216M 2,183,468 -137,589 -6%
VOYA Investment Management
31
VOYA Investment Management
Georgia
$212M 2,137,862 +362,705 +20%
AllianceBernstein
32
AllianceBernstein
Tennessee
$209M 2,109,819 -19,228 -0.9%
Charles Schwab
33
Charles Schwab
California
$207M 2,093,717 +60,041 +3%
Goldman Sachs
34
Goldman Sachs
New York
$206M 2,082,494 -1,696,575 -45%
TCIM
35
TIAA CREF Investment Management
New York
$198M 1,998,184 -196,245 -9%
Bank of Montreal
36
Bank of Montreal
Ontario, Canada
$197M 1,992,135 +298,560 +18%
O
37
OppenheimerFunds
New York
$185M 1,864,130 -177,340 -9%
California Public Employees Retirement System
38
California Public Employees Retirement System
California
$179M 1,805,279 -56,822 -3%
Fidelity International
39
Fidelity International
Bermuda
$178M 1,795,489 -435,646 -20%
New York State Common Retirement Fund
40
New York State Common Retirement Fund
New York
$175M 1,769,994 -89,435 -5%
Fayez Sarofim & Co
41
Fayez Sarofim & Co
Texas
$163M 1,648,173 -42,623 -3%
PAM
42
Panagora Asset Management
Massachusetts
$162M 1,639,231 +248,406 +18%
T. Rowe Price Associates
43
T. Rowe Price Associates
Maryland
$161M 1,623,076 -5,270 -0.3%
MAA
44
Managed Account Advisors
New Jersey
$153M 1,542,963 +266,575 +21%
Credit Agricole
45
Credit Agricole
France
$150M 1,510,474 -37,698 -2%
HCM
46
Herndon Capital Management
Georgia
$148M 1,484,075 +1,279,132 +624%
Sumitomo Mitsui Trust Group
47
Sumitomo Mitsui Trust Group
Japan
$146M 1,473,561 -168,120 -10%
HSBC Holdings
48
HSBC Holdings
United Kingdom
$144M 1,457,793 -209,461 -13%
APG Asset Management
49
APG Asset Management
Netherlands
$138M 1,391,531 +122,641 +10%
Ameriprise
50
Ameriprise
Minnesota
$135M 1,363,066 -1,460,592 -52%
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