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Caterpillar
CAT

Overview Fund Activity

1,071 hedge funds and large institutions have $33.2B invested in Caterpillar in 2013 Q3 according to their latest regulatory filings, with 82 funds opening new positions, 365 increasing their positions, 484 reducing their positions, and 74 closing their positions.

Holders
1,071
Holders Change
-2
Holders Change %
-0.19%
% of All Funds
34.74%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.71%
New
82
Increased
365
Reduced
484
Closed
74
Calls
$930M
Puts
$1.52B
Net Calls
-$586M
Net Calls Change
+$45M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$1.98B
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$497M
3
Franklin Resources
3
Franklin Resources
California
$445M
4
SG Americas Securities
4
SG Americas Securities
New York
$150M
5
Lord, Abbett & Co
5
Lord, Abbett & Co
New Jersey
$195M

Top Sellers

1
State Street
1
State Street
Massachusetts
$5.68B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$540M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$162M
4
HSBC Holdings
4
HSBC Holdings
United Kingdom
$135M
5
Schroder Investment Management Group
5
Schroder Investment Management Group
United Kingdom
$46.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
MNA
26
Manning & Napier Advisors
New York
$212M -$48.7M -584,251 -19%
LSV Asset Management
27
LSV Asset Management
Illinois
$210M -$1.86M -22,348 -0.9%
Lord, Abbett & Co
28
Lord, Abbett & Co
New Jersey
$195M +$95.3M +1,140,703 +96%
SF
29
Sarofim Fayez
Texas
$191M +$191M +2,292,645 New
Barclays
30
Barclays
United Kingdom
$173M +$91.7M +1,104,463 +113%
TCIM
31
TIAA CREF Investment Management
New York
$171M -$9.48M -113,667 -5%
New York State Common Retirement Fund
32
New York State Common Retirement Fund
New York
$162M -$3.74M -44,810 -2%
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$162M -$82.6M -990,397 -34%
UBS AM
34
UBS AM
Illinois
$161M +$2.46M +29,523 +2%
Sumitomo Mitsui Trust Group
35
Sumitomo Mitsui Trust Group
Japan
$152M -$3.61M -43,591 -2%
SG Americas Securities
36
SG Americas Securities
New York
$150M +$107M +1,285,958 +249%
IGIM
37
I.G. Investment Management
Manitoba, Canada
$149M +$7.6M +91,190 +5%
Allianz Asset Management
38
Allianz Asset Management
Germany
$148M -$9.8M -117,531 -6%
California Public Employees Retirement System
39
California Public Employees Retirement System
California
$147M +$2.22M +26,669 +2%
PP
40
Prudential plc
United Kingdom
$136M -$28.3M -339,398 -17%
HSBC Holdings
41
HSBC Holdings
United Kingdom
$135M -$73.2M -877,031 -35%
CGT
42
Capital Guardian Trust
California
$128M -$367K -4,397 -0.3%
AllianceBernstein
43
AllianceBernstein
Tennessee
$127M +$5.26M +63,061 +4%
Royal Bank of Canada
44
Royal Bank of Canada
Ontario, Canada
$126M +$36.9M +442,428 +42%
BNP Paribas Financial Markets
45
BNP Paribas Financial Markets
France
$114M +$64.3M +771,146 +128%
Mitsubishi UFJ Trust & Banking
46
Mitsubishi UFJ Trust & Banking
Japan
$114M +$6.81M +81,660 +6%
New York State Teachers Retirement System (NYSTRS)
47
New York State Teachers Retirement System (NYSTRS)
New York
$113M -$7M -83,967 -6%
Charles Schwab
48
Charles Schwab
California
$112M +$2.45M +29,240 +2%
BlackRock
49
BlackRock
New York
$104M -$1.45M -17,347 -1%
Credit Agricole
50
Credit Agricole
France
$99.9M +$99.9M +1,197,369 New
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