CAT icon

Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
$628M
2
Harris Associates
Harris Associates
Illinois
$1.06B
3
Invesco
Invesco
Georgia
$413M
4
Wellington Management Group
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
Bank of New York Mellon
New York
$576M
4
American Century Companies
American Century Companies
Missouri
$172M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
$46.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
OPCM
451
Osborne Partners Capital Management
California
$1.73M -$94.3K -1,443 -5%
B
452
Barings
North Carolina
$1.73M -$2.38M -36,350 -58%
LCM
453
Logan Capital Management
Pennsylvania
$1.72M +$131K +2,000 +8%
TCT
454
TIAA CREF Trust
Missouri
$1.7M -$79.4K -1,215 -4%
LIA
455
LS Investment Advisors
Michigan
$1.7M +$52.8K +808 +3%
DnB Asset Management
456
DnB Asset Management
Norway
$1.68M -$111K -1,700 -6%
LBC
457
Lowe Brockenbrough & Co
Virginia
$1.67M +$227K +3,475 +16%
SI
458
Stephens Inc
Arkansas
$1.67M -$587K -8,984 -26%
GIM
459
Guardian Investment Management
California
$1.67M +$23.2K +269 +1%
CIBC Private Wealth Group
460
CIBC Private Wealth Group
Georgia
$1.66M +$427K +6,537 +35%
APFBOT
461
Amica Pension Fund Board of Trustees
Rhode Island
$1.65M – – –
RC
462
RegentAtlantic Capital
New Jersey
$1.64M +$403K +6,160 +33%
GHA
463
Garcia Hamilton & Associates
Texas
$1.64M -$53.6K -820 -3%
ACPU
464
Arrowgrass Capital Partners (US)
Delaware
$1.64M +$1.57M +24,035 +2,428%
BC
465
Barnett & Company
Tennessee
$1.64M +$1.64M +25,030 New
WTB
466
Washington Trust Bank
Washington
$1.62M -$139K -2,127 -8%
NRS
467
Neville Rodie & Shaw
New York
$1.61M -$32.7K -500 -2%
IMOV
468
Investment Management of Virginia
Virginia
$1.6M +$27.5K +420 +2%
ANTB
469
AMG National Trust Bank
Colorado
$1.58M +$141K +2,165 +10%
ICOA
470
Investment Centers of America
North Dakota
$1.55M -$680K -10,309 -30%
BOCM
471
Bontempo Ohly Capital Management
Maryland
$1.55M +$28.4K +434 +2%
MM
472
Meridian Management
Arkansas
$1.55M +$163K +2,493 +12%
ONB
473
Old National Bancorp
Indiana
$1.53M -$123K -1,876 -7%
V
474
Veritable
Delaware
$1.5M -$9.8K -150 -0.6%
NIM
475
Northeast Investment Management
Massachusetts
$1.5M +$31.7K +485 +2%
17 18
19
20 21