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Caterpillar

1,058 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 400 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 65.79%66.43% (+0.64%)

9% less repeat investments, than reductions

Existing positions increased: 400 | Existing positions reduced: 440

6% less funds holding

Funds holding: 1,1281,058 (-70)

22% less capital invested

Capital invested by funds: $33.5B → $25.9B (-$7.51B)

46% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 126

46% less call options, than puts

Call options by funds: $931M | Put options by funds: $1.73B

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
1,058
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
400
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M
Name Holding Trade Value Shares
Change
Change in
Stake
OPCM
451
Osborne Partners Capital Management
California
$1.73M -$110K -1,443 -5%
B
452
Barings
North Carolina
$1.73M -$2.78M -36,350 -58%
LCM
453
Logan Capital Management
Pennsylvania
$1.72M +$153K +2,000 +8%
TCT
454
TIAA CREF Trust
Missouri
$1.7M -$92.9K -1,215 -4%
LIA
455
LS Investment Advisors
Michigan
$1.7M +$61.8K +808 +3%
DnB Asset Management
456
DnB Asset Management
Norway
$1.68M -$130K -1,700 -6%
LBC
457
Lowe Brockenbrough & Co
Virginia
$1.67M +$266K +3,475 +16%
SI
458
Stephens Inc
Arkansas
$1.67M -$687K -8,984 -26%
GIM
459
Guardian Investment Management
California
$1.67M +$20.6K +269 +1%
CIBC Private Wealth Group
460
CIBC Private Wealth Group
Georgia
$1.66M +$500K +6,537 +35%
APFBOT
461
Amica Pension Fund Board of Trustees
Rhode Island
$1.65M
RC
462
RegentAtlantic Capital
New Jersey
$1.64M +$471K +6,160 +33%
GHA
463
Garcia Hamilton & Associates
Texas
$1.64M -$62.7K -820 -3%
ACPU
464
Arrowgrass Capital Partners (US)
Delaware
$1.64M +$1.84M +24,035 +2,428%
BC
465
Barnett & Company
Tennessee
$1.64M +$1.91M +25,030 New
WTB
466
Washington Trust Bank
Washington
$1.62M -$163K -2,127 -8%
NRS
467
Neville Rodie & Shaw
New York
$1.61M -$38.2K -500 -2%
IMOV
468
Investment Management of Virginia
Virginia
$1.6M +$32.1K +420 +2%
ANTB
469
AMG National Trust Bank
Colorado
$1.58M +$166K +2,165 +10%
ICOA
470
Investment Centers of America
North Dakota
$1.55M -$789K -10,309 -30%
BOCM
471
Bontempo Ohly Capital Management
Maryland
$1.55M +$33.2K +434 +2%
MM
472
Meridian Management
Arkansas
$1.55M +$191K +2,493 +12%
ONB
473
Old National Bancorp
Indiana
$1.53M -$143K -1,876 -7%
V
474
Veritable
Delaware
$1.5M -$11.5K -150 -0.6%
NIM
475
Northeast Investment Management
Massachusetts
$1.5M +$37.1K +485 +2%

CAT Hedge Fund Activity: Q3 2015 in Review

1,058 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2015, worth a combined $25.9B — down 22% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 126 funds closed out of CAT and 68 opened new positions — a net loss of 58 holders — while 440 trimmed existing stakes and 400 added.

The largest buyer was Capital Research Global Investors, adding an estimated $541M. The largest seller was Waddell & Reed Financial, cutting an estimated $499M.

  • 1,058 institutional investors held Caterpillar (CAT) as of Q3 2015, down from 1,128 in Q2 2015.
  • Funds reported $25.9B of Caterpillar stock for Q3 2015, down 22% quarter-over-quarter.
  • 68 funds opened new Caterpillar positions in Q3 2015 and 126 closed out, a net change of -58 holders.
  • The largest Caterpillar buyer in Q3 2015 was Capital Research Global Investors, an estimated $541M added.
  • The largest Caterpillar seller in Q3 2015 was Waddell & Reed Financial, an estimated $499M sold.

Based on aggregated 13F filings for Q3 2015.