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Caterpillar
CAT

Overview Fund Activity

1,160 hedge funds and large institutions have $40.7B invested in Caterpillar in 2014 Q1 according to their latest regulatory filings, with 106 funds opening new positions, 382 increasing their positions, 524 reducing their positions, and 72 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,160
Holders Change
+21
Holders Change %
+1.84%
% of All Funds
33.53%
Holding in Top 10
24
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.11%
% of All Funds
0.69%
New
106
Increased
382
Reduced
524
Closed
72
Calls
$1.19B
Puts
$1.52B
Net Calls
-$322M
Net Calls Change
+$222M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$494M
2
Invesco
Invesco
Georgia
+$293M
3
Fidelity International
Fidelity International
Bermuda
+$186M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$167M
5
O
OppenheimerFunds
New York
+$155M

Top Sellers

1
State Street
State Street
Massachusetts
-$498M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$144M
3
MNA
Manning & Napier Advisors
New York
-$105M
4
Franklin Resources
Franklin Resources
California
-$100M
5
Capital World Investors
Capital World Investors
California
-$96.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
SWM
451
Segment Wealth Management
Texas
$3.17M +$219K +2,207 +7%
PAI
452
Pittenger & Anderson Inc
Nebraska
$3.17M -$19.4K -195 -0.6%
AC
453
Allstate Corporation
Illinois
$3.16M +$3.16M +31,789 New
DWA
454
Douglass Winthrop Advisors
New York
$3.15M +$91.9K +925 +3%
RW
455
Rand Wealth
Maryland
$3.14M – – –
RAM
456
Roanoke Asset Management
New Jersey
$3.12M +$959K +9,655 +44%
NA
457
Navellier & Associates
Nevada
$3.11M +$5.57K +56 +0.2%
K
458
Kemper
Illinois
$3.08M – – –
GA
459
Geneva Advisors
Illinois
$3.07M +$2.43M +24,423 +380%
UF
460
Univest Financial
Pennsylvania
$3.05M -$4.37K -44 -0.1%
LFR
461
Lehman Financial Resources
Pennsylvania
$3.03M -$9.94K -100 -0.3%
AAM
462
AR Asset Management
California
$3.03M – – –
SF
463
Synovus Financial
Georgia
$3.02M -$288K -2,906 -9%
QT
464
Quantbot Technologies
New York
$3.01M +$2.73M +27,528 +983%
Mariner
465
Mariner
Kansas
$3.01M -$1.56M -15,689 -34%
SC
466
Saybrook Capital
North Carolina
$3.01M -$691K -6,950 -19%
MCM
467
Moore Capital Management
New York
$2.98M +$2.98M +30,000 New
GA
468
GFS Advisors
Texas
$2.95M -$4.12M -41,450 -58%
IC
469
InterOcean Capital
Illinois
$2.9M -$2.37M -23,840 -45%
OPCM
470
Osborne Partners Capital Management
California
$2.89M -$9.94K -100 -0.3%
OIA
471
Optimum Investment Advisors
Illinois
$2.86M -$18.4K -185 -0.6%
FTIOP
472
Fiduciary Trust International of Pennsylvania
Pennsylvania
$2.86M -$239K -2,408 -8%
SIC
473
Sigma Investment Counselors
Michigan
$2.84M -$8.94K -90 -0.3%
BG
474
Bollard Group
Massachusetts
$2.84M +$1.76M +17,747 +164%
ST
475
Stifel Trust
Missouri
$2.83M -$265K -2,663 -9%
17 18
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