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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
SB
426
Simmons Bank
Arkansas
$3.33M +$119 +1 +0%
Walleye Trading
427
Walleye Trading
New York
$3.32M +$3.11M +26,253 New
HFS
428
Hantz Financial Services
Michigan
$3.26M +$32.7K +276 +1%
HFM
429
Hartford Financial Management
Connecticut
$3.25M +$49.6K +418 +2%
KCM
430
Kanawha Capital Management
Virginia
$3.24M -$72.3K -610 -2%
IIM
431
Ipswich Investment Management
Massachusetts
$3.19M -$336K -2,835 -10%
NIC
432
Northwest Investment Counselors
Oregon
$3.18M -$34.7K -293 -1%
Bessemer Group
433
Bessemer Group
New Jersey
$3.17M +$1.89M +15,938 +175%
ECM
434
ETrade Capital Management
Virginia
$3.17M +$2.74M +23,132 +1,205%
CFB
435
Cullen/Frost Bankers
Texas
$3.16M -$1.3M -10,946 -30%
DCM
436
Dupont Capital Management
Delaware
$3.09M +$174K +1,464 +6%
HI
437
HBK Investments
Texas
$3.06M +$2.87M +24,233 New
BRA
438
Biechele Royce Advisors
Indiana
$3.06M +$38.3K +323 +1%
TCM
439
Twin Capital Management
Pennsylvania
$3.05M -$160K -1,350 -5%
BFG
440
Beacon Financial Group
Texas
$3.02M +$2.86M +24,153 New
MC
441
Mathes Company
New York
$3.02M -$38.5K -325 -1%
NB
442
NBT Bank
New York
$3.01M -$17.5K -148 -0.6%
CNBTD
443
Citizens National Bank Trust Department
Mississippi
$2.99M -$178K -1,505 -6%
EIM
444
Essex Investment Management
Massachusetts
$2.98M +$2.79M +23,516 New
VFA
445
Voya Financial Advisors
Connecticut
$2.96M +$108K +907 +4%
Fayez Sarofim & Co
446
Fayez Sarofim & Co
Texas
$2.95M -$23.1K -195 -0.8%
LSERS
447
Louisiana State Employees Retirement System
Louisiana
$2.95M -$23.7K -200 -0.9%
CA
448
Cetera Advisors
Colorado
$2.94M -$190K -1,606 -6%
BCCM
449
Bridge Creek Capital Management
Massachusetts
$2.93M +$36.8K +310 +1%
BOH
450
Bank of Hawaii
Hawaii
$2.92M -$77.7K -655 -3%

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.