We are live on ! Find out more
CAT icon

Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
TAM
426
Tiverton Asset Management
Delaware
$4.82M -$6.13M -43,317 -58%
II
427
IFM Investors
Australia
$4.82M +$640K +4,527 +17%
SBIA
428
Sheaff Brock Investment Advisors
Indiana
$4.8M +$1.93M +13,674 +77%
RW
429
Rand Wealth
Maryland
$4.79M -$358K -2,533 -7%
AW
430
ACG Wealth
Georgia
$4.76M -$89.8K -635 -2%
TCM
431
Teza Capital Management
Illinois
$4.74M +$1.84M +13,042 +72%
PC
432
Polar Capital
United Kingdom
$4.73M
WMSA
433
Weiss Multi-Strategy Advisers
New York
$4.72M +$4.38M +30,974 New
PAA
434
Peregrine Asset Advisers
Oregon
$4.7M -$343K -2,422 -7%
KIA
435
KCM Investment Advisors
California
$4.66M +$990 +7 +0%
RGI
436
River Global Investors
United Kingdom
$4.65M +$4.32M +30,510 New
BBHC
437
Brown Brothers Harriman & Co
New York
$4.57M -$400K -2,828 -9%
AIC
438
Argus Investors Counsel
New York
$4.53M -$191K -1,350 -4%
Wolverine Trading
439
Wolverine Trading
Illinois
$4.52M -$803K -5,680 -16%
HCM
440
Howland Capital Management
Massachusetts
$4.5M -$707 -5 -0%
SAM
441
Silvercrest Asset Management
New York
$4.47M -$435K -3,075 -9%
CB
442
Chemical Bank
Michigan
$4.47M -$595K -4,207 -13%
SCA
443
Snowden Capital Advisors
New York
$4.46M +$79.6K +563 +2%
RIG
444
Renaissance Investment Group
Massachusetts
$4.39M +$16.3K +115 +0.4%
B
445
Barings
North Carolina
$4.38M -$3.14M -22,210 -44%
RE
446
RBC Europe
United Kingdom
$4.33M -$55.9K -395 -1%
CAM
447
Cozad Asset Management
Illinois
$4.32M +$89.7K +634 +2%
EAM
448
Eagle Asset Management
Florida
$4.31M -$148K -1,046 -4%
JC
449
Jacobs & Co
California
$4.29M +$74K +523 +2%
OCM
450
Olstein Capital Management
New York
$4.27M +$424K +3,000 +12%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.