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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
AMI
426
Amica Mutual Insurance
Rhode Island
$2M – – –
SIC
427
Sigma Investment Counselors
Michigan
$2M +$12.4K +189 +0.6%
I
428
IberiaBank
Louisiana
$2M +$19.3K +296 +1%
BHC
429
Bowen Hanes & Co
Florida
$1.99M -$10.7M -163,240 -84%
Mirae Asset Global Investments
430
Mirae Asset Global Investments
South Korea
$1.99M -$172K -2,624 -8%
MTIM
431
Marathon Trading Investment Management
Pennsylvania
$1.99M +$1.99M +30,424 New
PP
432
Palladium Partners
Virginia
$1.98M -$791K -12,107 -29%
GA
433
Geneva Advisors
Illinois
$1.98M -$72.2K -1,105 -4%
BCM
434
Beddow Capital Management
Wyoming
$1.98M +$1.98M +30,240 New
NCM
435
Narwhal Capital Management
Georgia
$1.98M +$267K +4,090 +16%
AAM
436
AR Asset Management
California
$1.97M – – –
Mackenzie Financial
437
Mackenzie Financial
Ontario, Canada
$1.96M -$465K -7,122 -19%
BBHC
438
Brown Brothers Harriman & Co
New York
$1.92M -$196K -2,996 -9%
IIM
439
Ipswich Investment Management
Massachusetts
$1.91M +$55.4K +848 +3%
PAG
440
Private Advisor Group
New Jersey
$1.9M -$155K -2,377 -8%
EDRS
441
Edmond de Rothschild (Suisse)
Switzerland
$1.9M -$150K -2,290 -7%
DG
442
Davidson & Garrard
Virginia
$1.88M -$108K -1,650 -5%
Northwestern Mutual Wealth Management
443
Northwestern Mutual Wealth Management
Wisconsin
$1.88M -$71.4K -1,092 -4%
CAN
444
Cetera Advisor Networks
California
$1.88M +$188K +2,860 +11%
CSS
445
Cubist Systematic Strategies
Connecticut
$1.86M -$114K -1,738 -6%
FBNAT
446
FirstMerit Bank N.A. Trustee
Ohio
$1.86M -$1.9K -29 -0.1%
BF
447
BOK Financial
Oklahoma
$1.82M -$272K -4,160 -13%
TMAM
448
Tokio Marine Asset Management
Japan
$1.8M +$270K +4,124 +18%
BFM
449
Boston Financial Management
Massachusetts
$1.79M -$1.72M -26,365 -49%
SLI
450
Sumitomo Life Insurance
Japan
$1.76M -$45K -688 -2%
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