CAT icon

Caterpillar
CAT

Overview Fund Activity

1,169 hedge funds and large institutions have $46.2B invested in Caterpillar in 2014 Q2 according to their latest regulatory filings, with 75 funds opening new positions, 383 increasing their positions, 523 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,169
Holders Change
+9
Holders Change %
+0.78%
% of All Funds
33.62%
Holding in Top 10
32
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+33.33%
% of All Funds
0.92%
New
75
Increased
383
Reduced
523
Closed
61
Calls
$1.05B
Puts
$1.47B
Net Calls
-$417M
Net Calls Change
-$94.8M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
+$467M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$404M
3
Norges Bank
Norges Bank
Norway
+$290M
4
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$264M
5
Fidelity Investments
Fidelity Investments
Massachusetts
+$202M

Top Sellers

1
State Street
State Street
Massachusetts
-$364M
2
Goldman Sachs
Goldman Sachs
New York
-$248M
3
MNA
Manning & Napier Advisors
New York
-$158M
4
ClearBridge Investments
ClearBridge Investments
New York
-$153M
5
IGIM
I.G. Investment Management
Manitoba, Canada
-$106M
Name Holding Trade Value Shares
Change 		Shares
Change %
UCFA
426
United Capital Financial Advisors
Texas
$3.88M -$4.82M -44,332 -55%
BBHC
427
Brown Brothers Harriman & Co
New York
$3.88M -$76.4K -703 -2%
KFS
428
KMS Financial Services
Washington
$3.88M +$12.1K +111 +0.3%
WMSA
429
Weiss Multi-Strategy Advisers
New York
$3.87M +$3.55M +32,630 +1,084%
SHGA
430
Sand Hill Global Advisors
California
$3.83M +$43.9K +404 +1%
RAM
431
Roanoke Asset Management
New Jersey
$3.83M +$424K +3,900 +12%
CB
432
Chemical Bank
Michigan
$3.78M -$170K -1,565 -4%
RS
433
Robeco Schweiz
Switzerland
$3.78M -$707K -6,500 -16%
SFS
434
Strategic Financial Services
New York
$3.75M -$41.3K -380 -1%
SIC
435
Salem Investment Counselors
North Carolina
$3.75M -$96.2K -885 -3%
SIM
436
Sentry Investment Management
Wisconsin
$3.75M -$282K -2,591 -7%
VNA
437
VNBTrust National Association
Virginia
$3.71M – – –
KCM
438
Kanawha Capital Management
Virginia
$3.69M -$5.43K -50 -0.1%
CIBC World Market
439
CIBC World Market
Ontario, Canada
$3.68M +$2.41M +22,140 +188%
VCAM
440
Van Cleef Asset Management
Ohio
$3.65M +$21.7K +200 +0.6%
ACM
441
Alpha Capital Management
Texas
$3.65M +$157K +1,447 +5%
NLI
442
Nippon Life Insurance
Japan
$3.65M +$35.3K +325 +1%
PG
443
PEAK6 Group
Illinois
$3.62M +$13K +120 +0.4%
TCOV
444
Trust Company of Vermont
Vermont
$3.59M +$73.6K +677 +2%
Point72 Asset Management
445
Point72 Asset Management
Connecticut
$3.59M +$3.59M +33,000 New
SWM
446
Segment Wealth Management
Texas
$3.57M +$100K +924 +3%
NA
447
Navellier & Associates
Nevada
$3.57M +$163K +1,500 +5%
HCM
448
Howland Capital Management
Massachusetts
$3.52M +$19.6K +180 +0.6%
CONA
449
Capital One National Association
New York
$3.51M +$2.19M +20,198 +167%
GA
450
Geneva Advisors
Illinois
$3.5M +$151K +1,391 +5%
16 17
18
19 20