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Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$312M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$305M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$298M
4
Goldman Sachs
Goldman Sachs
New York
+$238M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
+$133M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
-$167M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$122M
3
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$115M
4
State Street
State Street
Massachusetts
-$106M
5
Morgan Stanley
Morgan Stanley
New York
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
RA
426
Rational Advisors
New York
$3.09M -$29.3K -323 -0.9%
CAM
427
Columbia Asset Management
Michigan
$3.09M +$3.09M +34,017 New
STC
428
SEI Trust Company
Pennsylvania
$3.08M +$530K +5,840 +21%
DR
429
Davis Rea
Ontario, Canada
$3.07M +$1.21M +13,295 +65%
EWA
430
Exencial Wealth Advisors
Oklahoma
$3.07M -$162K -1,807 -5%
SHGA
431
Sand Hill Global Advisors
California
$3.07M -$1.04M -11,404 -25%
SF
432
Synovus Financial
Georgia
$3.02M +$169K +1,863 +6%
DG
433
Davidson & Garrard
Virginia
$3.01M -$139K -1,530 -4%
HCM
434
Howland Capital Management
Massachusetts
$3M -$25.4K -280 -0.8%
MCM
435
Murphy Capital Management
New Jersey
$2.99M -$297K -3,270 -9%
BOTW
436
Bank of the West
California
$2.99M -$568K -6,250 -16%
ECM
437
Estabrook Capital Management
New York
$2.98M -$84.5K -930 -3%
WSA
438
Willow Street Advisors
Florida
$2.97M +$118K +1,300 +4%
SIC
439
Salem Investment Counselors
North Carolina
$2.97M -$47.7K -525 -2%
WBC
440
Westpac Banking Corp
Australia
$2.94M -$786K -8,655 -21%
LRPA
441
L. Roy Papp & Associates
Arizona
$2.93M +$6.08K +67 +0.2%
BPBT
442
Boston Private Bank & Trust
Massachusetts
$2.92M +$17.1K +188 +0.6%
PAI
443
Pittenger & Anderson Inc
Nebraska
$2.91M -$96.3K -1,060 -3%
TCOV
444
Trust Company of Vermont
Vermont
$2.9M +$50.7K +558 +2%
NBC
445
Neuberger Berman Canada
Ontario, Canada
$2.88M +$831K +9,150 +41%
RW
446
Rand Wealth
Maryland
$2.87M -$14.5K -160 -0.5%
NA
447
Navellier & Associates
Nevada
$2.84M +$257K +2,825 +10%
WSTAM
448
Wilbanks Smith & Thomas Asset Management
Virginia
$2.83M -$167K -1,834 -6%
FTIOP
449
Fiduciary Trust International of Pennsylvania
Pennsylvania
$2.83M +$5.81K +64 +0.2%
ST
450
Stifel Trust
Missouri
$2.82M -$132K -1,450 -4%
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